XMS Capital Partners

XAI Octagon Floating Rate & Alternative Income Term Trust Declares its Monthly Distribution of $0.073 per Share

Retrieved on: 
Monday, January 4, 2021
Professional services, Finance, Economy, Money, Finance, Financial ratios, Taxation in Canada, Common law, Equity, Inheritance, Trust law, Rate of return, Income trust, Income tax in the United States, XA Investments, XMS Capital Partners, Octagon Credit Investors

Shareholders should not assume that the source of a distribution from the Trust is net income or profit.

Key Points: 
  • Shareholders should not assume that the source of a distribution from the Trust is net income or profit.
  • The Trusts net investment income and capital gain can vary significantly over time, however, the Trust seeks to maintain more stable monthly distributions over time.
  • The Trusts final taxable income for the current fiscal year will not be known until the Trusts tax returns are filed.
  • The distributions paid by the Trust for any particular period may be more than the amount of net investment income from that period.

Rick Gaston Joins Steward Partners Global Advisory as Mid-Atlantic Divisional President

Retrieved on: 
Wednesday, December 9, 2020
United States securities law, Finance, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Raymond James Financial, Money, Regulation, XMS Capital Partners

WASHINGTON, Dec. 9, 2020 /PRNewswire/ --Steward Partners Global Advisory, LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), has named Rick Gaston as Divisional President for the Mid-Atlantic Division.

Key Points: 
  • WASHINGTON, Dec. 9, 2020 /PRNewswire/ --Steward Partners Global Advisory, LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), has named Rick Gaston as Divisional President for the Mid-Atlantic Division.
  • "We've worked with Rick since Steward Partners was first launched and couldn't have found a better candidate to lead and continue the growth of our Mid-Atlantic Division," said Doug Kentfield, Head of Wealth Management, Steward Partners Global Advisors.
  • Steward Partners Holdings, Steward Partners Global Advisory, LLC maintain a separate professional business relationship with, and our registered professionals offer securities through, Raymond James Financial Services, Inc., member FINRA/SIPC.
  • Investment advisory services offered through Steward Partners Investment Advisory, LLC, 1776 I Street NW, Suite 700, Washington, DC 20006.

XAI Octagon Floating Rate & Alternative Income Term Trust Declares its Monthly Distribution of $0.073 per Share

Retrieved on: 
Monday, November 2, 2020
Professional services, Finance, Economy, Money, Finance, Financial ratios, Taxation in Canada, Common law, Equity, Inheritance, Trust law, Rate of return, Income trust, Income tax in the United States, XA Investments, XMS Capital Partners, Octagon Credit Investors

Shareholders should not assume that the source of a distribution from the Trust is net income or profit.

Key Points: 
  • Shareholders should not assume that the source of a distribution from the Trust is net income or profit.
  • The Trusts net investment income and capital gain can vary significantly over time, however, the Trust seeks to maintain more stable monthly distributions over time.
  • The Trusts final taxable income for the current fiscal year will not be known until the Trusts tax returns are filed.
  • The distributions paid by the Trust for any particular period may be more than the amount of net investment income from that period.

XA Investments Announces the Formal Launch of Its Closed-End Fund Consulting Practice

Retrieved on: 
Thursday, October 29, 2020
Consulting, Professional services, Finance, Xai, Closed-end fund, XMS Capital Partners, XA Investments, XMS Capital Partners

XA Investments LLC (XAI) announced the formal launch of its registered closed-end fund structuring and consulting practice.

Key Points: 
  • XA Investments LLC (XAI) announced the formal launch of its registered closed-end fund structuring and consulting practice.
  • By using the firms extensive industry network and expertise, XAI clients can now better leverage the strategic closed-end fund marketplace knowledge that has been at the core of XA Investments since its inception in 2016.
  • We are seeing tremendous growth in the closed-end fund marketplace, evidenced by the rise of the interval fund market and the emerging auction fund market.
  • XAI seamlessly partners with its consulting clients and works collaboratively with internal project teams to execute on the product launch and capital raise.

Med-X, Inc. Engages US Capital Global as Strategic Advisor for $10MM Capital Formation

Retrieved on: 
Wednesday, October 21, 2020
Finance, Financial services, Banking, Investment banking, Financial Industry Regulatory Authority, Guggenheim Partners, XMS Capital Partners

LOS ANGELES, Oct. 21, 2020 /PRNewswire/ -- Med-X, Inc. ("Med-X") has retained US Capital Global Partners LLC ("US Capital Global")as its strategic advisor for a $10 million capital formation.

Key Points: 
  • LOS ANGELES, Oct. 21, 2020 /PRNewswire/ -- Med-X, Inc. ("Med-X") has retained US Capital Global Partners LLC ("US Capital Global")as its strategic advisor for a $10 million capital formation.
  • Headquartered in San Francisco, US Capital Global is a full-service private financial group with an established track record in investment banking, asset management, and capital formation services.
  • We look forward to supporting Med-X's continued growth as the company's strategic advisor for this $10 million capital formation."
  • The US Capital Global group manages direct investment funds and provides wealth management and capital raise services through its affiliates, including US Capital Global Investment Management LLC, US Capital Global Wealth Management LLC, and its FINRA-member, SEC-registered broker-dealer, US Capital Global Securities LLC.

Steward Partners Global Advisory Ranked #24 on Barron's 2020 List of Top 100 RIA Firms

Retrieved on: 
Thursday, October 8, 2020
United States securities law, Finance, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Raymond James Financial, Money, Government, XMS Capital Partners

WASHINGTON, Oct. 8, 2020 /PRNewswire/ -- Steward Partners Global Advisory, LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), has ranked #24 on Barron's 2020 List of Top 100 RIA Firms in the United States.

Key Points: 
  • WASHINGTON, Oct. 8, 2020 /PRNewswire/ -- Steward Partners Global Advisory, LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), has ranked #24 on Barron's 2020 List of Top 100 RIA Firms in the United States.
  • "It is a true honor to be named on Barron's prestigious list as a Top RIA in the U.S.," said James Gold, Steward Partners Global Advisory CEO.
  • Having been included in the INC. 5000ranking for the third consecutive year, Steward Partners is one of the fastest-growing wealth advisory firms.
  • Steward Partners Holdings, Steward Partners Global Advisory, LLC maintain a separate professional business relationship with, and our registered professionals offer securities through, Raymond James Financial Services, Inc., member FINRA/SIPC.

XAI Octagon Floating Rate & Alternative Income Term Trust Declares its Monthly Distribution of $0.073 per Share and Announces Change in Non-Fundamental Investment Policy

Retrieved on: 
Thursday, October 1, 2020
Professional services, Finance, Economy, Money, Finance, Financial ratios, Taxation in Canada, Common law, Equity, Inheritance, Trust law, Rate of return, Income trust, Income tax in the United States, XA Investments, XMS Capital Partners, Octagon Credit Investors

Shareholders should not assume that the source of a distribution from the Trust is net income or profit.

Key Points: 
  • Shareholders should not assume that the source of a distribution from the Trust is net income or profit.
  • The Trusts net investment income and capital gain can vary significantly over time, however, the Trust seeks to maintain more stable monthly distributions over time.
  • The Trusts final taxable income for the current fiscal year will not be known until the Trusts tax returns are filed.
  • The distributions paid by the Trust for any particular period may be more than the amount of net investment income from that period.

Phoenix American Announces New Client Partnership with Clear Sky Capital

Retrieved on: 
Monday, September 21, 2020
Phoenix American Incorporated, XMS, Investment management, Virtus Investment Partners, XMS Capital Partners

SAN RAFAEL, Calif., Sept. 21, 2020 /PRNewswire/ -- Phoenix American is pleased to announce its new client partnership with investment management firm Clear Sky Capital ("Clear Sky").

Key Points: 
  • SAN RAFAEL, Calif., Sept. 21, 2020 /PRNewswire/ -- Phoenix American is pleased to announce its new client partnership with investment management firm Clear Sky Capital ("Clear Sky").
  • Phoenix American will support Clear Sky with its industry leading investor services platform featuring the STAR-XMS investor management / transfer agent system as well as integrated fund accounting services .
  • Based in Phoenix, AZ, Clear Sky Capital is an investment management firm specializing in the acquisition and management of private equity and value-add real estate investments.
  • The company is an affiliate of Phoenix American Incorporated along with Phoenix American SalesFocus Solutions.

Cary Street Partners Named to 2020 Financial Times 300 Top Registered Investment Advisers

Retrieved on: 
Monday, August 3, 2020
Other Professional Services, Professional services, Finance, Finance, Money, United States securities law, Economy, Investment, Investment advisory, Registered Investment Adviser, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Financial adviser, Robertson Stephens, XMS Capital Partners

Cary Street Partners today announced that the firm has been named to the 2020 edition of the Financial Times (FT) 300 Top Registered Investment Advisers.

Key Points: 
  • Cary Street Partners today announced that the firm has been named to the 2020 edition of the Financial Times (FT) 300 Top Registered Investment Advisers.
  • Cary Street Partners is honored to be recognized again by the Financial Times as a leading wealth management firm, said Joseph R. Schmuckler, Chief Executive Officer of Cary Street Partners.
  • Founded in 2002, Cary Street Partners Financial LLC is a leading independent wealth management firm operating across the United States.
  • Cary Street Partners is the trade name used by Cary Street Partners LLC, Member FINRA/SIPC; Cary Street Partners Investment Advisory LLC and Cary Street Partners Asset Management LLC, registered investment advisors with the Securities and Exchange Commission.

XAI Octagon Floating Rate & Alternative Income Term Trust Announces that Annual Meeting of Shareholders Scheduled for May 18, 2020 Will Be a Telephonic Meeting

Retrieved on: 
Wednesday, April 29, 2020
Banking, Professional services, Finance, Common law, Equity, Inheritance, Trust law, Tax, eMail, XA Investments, XMS Capital Partners, Octagon Credit Investors

To participate in the Meeting, please email the Trust at [email protected] , provide your full name and address.

Key Points: 
  • To participate in the Meeting, please email the Trust at [email protected] , provide your full name and address.
  • You will then receive an email containing the conference call dial-in information and instructions for participating in the Meeting.
  • Requests for registration must be received by the Trust no later than 5:00 p.m. Eastern Time on May 13, 2020.
  • The Trust, XAI and Octagon do not provide tax advice; consult a professional tax advisor regarding your specific tax situation.