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Univest Securities, LLC Announces Closing of $5 Million Underwritten Public Offering for its Client Akanda Corp. (NASDAQ: AKAN)

Retrieved on:

Wednesday, March 27, 2024

Form, Sale, Prospectus, FINRA, SIPC, Security (finance)

The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.

Key Points:

The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.
The underwritten pubic offering was made pursuant to a shelf registration statement on Form F-1, as amended (File No.
Electronic copies of the final prospectus supplement and the accompanying prospectus may be obtained, by contacting Univest Securities, LLC at [email protected] , or by calling +1 (212) 343-8888.
Copies of the prospectus supplement relating to the underwritten pubic offering, together with the accompanying base prospectus, can be obtained at the SEC's website at www.sec.gov .

Pacific Advisors Appoints Chris Zajdzinski as Managing Director in Arizona

Retrieved on:

Friday, April 5, 2024

Consulting, Personal Finance, Professional Services, Finance, MassMutual, Registered investment adviser, Culture, Growth, Arizona State University, Knowledge, Insurance, DBA, Retirement, PAS, Family, FINRA, SIPC, Financial adviser

Pacific Advisors proudly announces the appointment of Chris Zajdzinski as the Managing Director of their Arizona office.

Key Points:

Pacific Advisors proudly announces the appointment of Chris Zajdzinski as the Managing Director of their Arizona office.
"Pacific Advisors as a firm has a culture and a team approach that offers clients the highest level of advice and direction," said Chris Zajdzinski.
In his capacity as Managing Director, Chris will play a pivotal role in leading and guiding a team of financial professionals at Pacific Advisors.
Chris' appointment as Managing Director reinforces Pacific Advisors' dedication to providing exceptional financial services and underscores their continued growth and success in the region.

Diana Wong Joins Pacific Advisors as Managing Director in the Bay Area

Retrieved on:

Friday, March 29, 2024

Pacific Advisors proudly announces the appointment of Diana Wong as Managing Director in the Bay Area.

Key Points:

Pacific Advisors proudly announces the appointment of Diana Wong as Managing Director in the Bay Area.
As Managing Director at Pacific Advisors, Diana is poised to lead her team to new heights, leveraging her experience and passion for helping others achieve financial security and confidence.
Pacific Advisors is thrilled to welcome Diana Wong to our team.
Insurance products offered through One Pacific Financial & Insurance Solutions LLC, DBA of Pacific Advisors LLC.

Kerrick Henderson at The Michalzuk Group at Morgan Stanley Receives CHARTERED FINANCIAL ANALYST® Designation

Retrieved on:

Wednesday, April 3, 2024

Morgan Stanley (NYSE: MS) today announced that Kerrick Henderson, a Private Wealth Advisor with The Michalzuk Group has earned the Chartered Financial Analyst® (CFA® ) designation.

Key Points:

Morgan Stanley (NYSE: MS) today announced that Kerrick Henderson, a Private Wealth Advisor with The Michalzuk Group has earned the Chartered Financial Analyst® (CFA® ) designation.
Kerrick Henderson, CFA and his partner Kevin Michalzuk, formed The Michalzuk Group to simplify the complexities of multi-generational wealth for the 12 enterprising families they serve.
Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment banking, securities, wealth management and investment management services.

Bison Onboards High Profile Key Private Bank Team

Retrieved on:

Thursday, April 4, 2024

Growth, Bison, Knowledge, Acquisition, Senior, Creativity, FINRA, SIPC, Hunting

ATLANTA, April 4, 2024 /PRNewswire/ -- Tom Scaturro, Senior Managing Director and Partner, is already making his mark at Bison, bringing onboard Matthew Creciun and Rand Siegel, formerly part of Key Private Bank. Matt and Rand have been partnering together for the last 13 years to help guide clients towards meeting their long-term goals and objectives. Together they manage over $750M in assets under management.

Key Points:

ATLANTA, April 4, 2024 /PRNewswire/ -- Tom Scaturro, Senior Managing Director and Partner, is already making his mark at Bison, bringing onboard Matthew Creciun and Rand Siegel, formerly part of Key Private Bank.
"I am honored to join Bison Wealth and contribute my expertise to their esteemed team of professionals, further enhancing our ability to deliver unparalleled value and service to our clients," says Matthew Creciun.
Matt and Rand are the third team to join Bison this year and more growth is expected over the coming months.
Investment Advisory services are provided through Bison Wealth, LLC located at 3550 Lenox Road NE Suite 2550 Atlanta, GA 30326.

Dominari Securities Appoints 30 Year Financial Industry Expert to Manage Operations and Compliance

Retrieved on:

Friday, March 15, 2024

MSRB, Growth, EVP, FDIC, Executive, CRS, Mission, FINRA, SIPC, Management

NEW YORK, March 15, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has appointed financial industry veteran, Eric Newman, to the role of Executive Vice President of Dominari Securities enriching the firm's investment banking expertise and bolstering its brokerage operations.

Key Points:

NEW YORK, March 15, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has appointed financial industry veteran, Eric Newman, to the role of Executive Vice President of Dominari Securities enriching the firm's investment banking expertise and bolstering its brokerage operations.
Kyle Wool, CEO of Dominari Securities, said, "With a successful career spanning nearly 30 years in the financial services industry, Eric brings a wealth of expertise and leadership to his position as Executive Vice President.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Dominari Securities LLC Expands Investment Banking Practice with Appointment of Experienced Financial Executive

Retrieved on:

Tuesday, March 12, 2024

NEW YORK, March 12, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has appointed Dr. Cosme Ordoñez to the role of Head of Investment Banking, Investment Banking Principal and bolstering the firm's coverage in the healthcare sector.

Key Points:

Mr. Kyle Wool, CEO of Dominari Securities LLC, commented, "We are thrilled to welcome Cosme to the firm to head up our investment banking practice.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
You can check the background of Dominari Securities and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site at https://brokercheck.finra.org .
Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Pacific Advisors Welcomes Jeffery Clemons and Louis Richards to Leadership Team

Retrieved on:

Thursday, February 22, 2024

Jeffery Clemons assumes the role of Managing Partner of Pacific Advisors Southern California, while Louis Richards joins as Managing Director.

Key Points:

Jeffery Clemons assumes the role of Managing Partner of Pacific Advisors Southern California, while Louis Richards joins as Managing Director.
Jeffery Clemons brings over three decades of invaluable experience in the financial industry to Pacific Advisors.
Both Jeffery and Louis embody Pacific Advisors' core values of integrity, community elevation, teamwork, continuous improvement, and problem-solving.
Pacific Advisors warmly welcomes Jeffery and Louis to its leadership team and looks forward to their valuable contributions in driving the firm's continued growth and success.

Dominari Securities LLC Continues to Add Depth with Three New Hires

Retrieved on:

Thursday, March 7, 2024

Senior, Hedge fund, Private equity, Mission, Pre-IPO, Capital market, Lehman Brothers, Investment, Merrill (company), MSRB, FDIC, IPO, SIPC, Software as a service, FINRA, CRS, Goldman Sachs, JPMorgan Chase, Security (finance)

NEW YORK, March 7, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has further expanded its practice to include the high-producing private equity investment banking team of Larry Cohen and John Russo and senior manager and director Michael Siek. The three executives join Dominari Securities from AegisStern Ventures.

Key Points:

Mr. Cohen and Mr. Russo will each serve as Managing Director, Private Equity & Capital Markets at Dominari Securities.
Mr. Kyle Wool, CEO of Dominari Securities LLC, commented, "We are absolutely committed to positioning Dominari as a full-service, diversified financial services firm with a deep bench of credentialed financial experts.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Fifteenth Pro Rata Interim Distribution of Recovered Funds to Madoff Claims Holders Commences; Totals More Than $78 Million

Retrieved on:

Friday, February 23, 2024

BakerHostetler, Securities Investor Protection Corporation, Trustee, AlixPartners, SIPC, SIPA, Charles Ponzi, Madoff investment scandal

NEW YORK and WASHINGTON, Feb. 23, 2024 /PRNewswire/ -- Irving H. Picard, Securities Investor Protection Act (SIPA) Trustee for the liquidation of Bernard L. Madoff Investment Securities LLC (BLMIS), announced that the fifteenth pro rata interim distribution from the Customer Fund to eligible BLMIS customers commenced today.

Key Points:

The SIPA Trustee is distributing more than $78 million on a pro rata basis to BLMIS account holders with allowed claims.
The fifteenth interim distribution represents 0.419 percent of each allowed claim and will be paid on claims relating to 773 accounts.
The fifteenth pro rata interim distribution was reached as a result of settlements and litigation since the last interim distribution in February 2023.
Of these 2,290 accounts, 1,521 with claims up to $1.731 million will be fully satisfied following the fifteenth interim distribution.