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Ontrak, Inc. Announces Closing of $6.3 Million Public Offering, $11 Million Concurrent Private Placement and $16.3 Million Conversion of Secured Notes

Retrieved on: 
Tuesday, November 14, 2023
Mental Health, Health, Technology, Telemedicine, Virtual Medicine, Software, Artificial Intelligence, Sale, Form, File hosting service, OTRK, Roth Capital Partners, Prospectus, Security (finance), Acuitas Therapeutics

Each share of common stock and pre-funded warrant was sold together with two warrants, each to purchase one share of common stock.

Key Points: 
  • Each share of common stock and pre-funded warrant was sold together with two warrants, each to purchase one share of common stock.
  • The warrants accompanying the common stock and pre-funded warrants have an exercise price of $0.85 per share.
  • Prior to the closing of the public offering and private placement, Acuitas converted approximately $16.3 million of outstanding senior secured convertible notes, leaving $2.0 million of senior secured convertible notes outstanding.
  • The gross proceeds to the Company from the public offering were approximately $6.3 million before deducting placement agent fees and other offering expenses payable by the Company.

Ontrak, Inc. Announces Pricing of $6.3 Million Public Offering, $11 Million Concurrent Private Placement and $16.3 Million Conversion of Secured Notes

Retrieved on: 
Friday, November 10, 2023
General Health, Health, Mental Health, Telemedicine, Virtual Medicine, Sale, Form, File hosting service, OTRK, Roth Capital Partners, Prospectus, Security (finance), Acuitas Therapeutics

Each share of common stock and pre-funded warrant is being sold together with two warrants, each to purchase one share of common stock.

Key Points: 
  • Each share of common stock and pre-funded warrant is being sold together with two warrants, each to purchase one share of common stock.
  • The warrants accompanying the common stock and pre-funded warrants will have an exercise price of $0.85 per share.
  • Prior to the closing of the public offering and private placement, Acuitas will convert approximately $16.3 million of outstanding senior secured convertible notes, leaving $2.0 million of senior secured convertible notes outstanding.
  • Roth Capital Partners is acting as the exclusive placement agent for the offering and the private placement.

BIO-key International Announces Closing of $3.75 Million Public Offering

Retrieved on: 
Tuesday, October 31, 2023
Identity management, Sale, File hosting service, Security (finance), Park Avenue, International, Access management, Workforce, Form, IAM, Prospectus, Identity, IBB

Each unit was sold at a public offering price of $0.175.

Key Points: 
  • Each unit was sold at a public offering price of $0.175.
  • The warrants will be immediately exercisable at a price of $0.175 per share and will expire five years from the date of issuance.
  • Gross proceeds, before deducting placement agent fees and estimated offering expenses, were approximately $3.75 million.
  • A final prospectus relating to the offering was filed with the SEC on October 31, 2023 and is available on the SEC’s website at http://www.sec.gov.

Vistagen Announces Pricing of $100 Million Underwritten Offering

Retrieved on: 
Monday, October 2, 2023
Biotechnology, Mental Health, Health, Pharmaceutical, Clinical Trials, Exercise, Attention, Montgomery Street, Central nervous system, Depression, William Blair & Company, Anxiety, Telephone, Jefferies, SAD, File hosting service, Research, Sale, Suite, Prospectus, Jefferies Group, PALISADE, Social anxiety disorder, Madison Avenue, Security (finance), Therapy, Stifel, L.L.C, Citadel, Incorporated

Each share of common stock or pre-funded warrant will be sold with an accompanying T1 Warrant and T2 Warrant.

Key Points: 
  • Each share of common stock or pre-funded warrant will be sold with an accompanying T1 Warrant and T2 Warrant.
  • The total gross proceeds to Vistagen from this offering are expected to be approximately $100 million, before deducting underwriting discounts and commissions and estimated offering expenses payable by Vistagen and excluding any potential future proceeds of up to $50 million from the exercise of the T1 Warrants and up to $100 million from the exercise of the T2 Warrants.
  • All of the shares of common stock, pre-funded warrants, T1 Warrants, and T2 Warrants to be sold in the offering are being sold by Vistagen.
  • The offering is expected to close on October 4, 2023, subject to the satisfaction of customary closing conditions.

TransCode Therapeutics Announces Closing of $8.5 Million Public Offering

Retrieved on: 
Thursday, September 28, 2023
Exercise, Therapy, ThinkEquity, Cancer, File hosting service, RNA, Sale, Prospectus, Form S-1, Form, Security (finance)

Each share of common stock (or Pre-Funded Warrant) was sold at a public offering price of $0.51 per share (inclusive of the Pre-Funded Warrant exercise price of $0.01 per share).

Key Points: 
  • Each share of common stock (or Pre-Funded Warrant) was sold at a public offering price of $0.51 per share (inclusive of the Pre-Funded Warrant exercise price of $0.01 per share).
  • All of the shares and Pre-Funded Warrants in the offering were sold by the Company.
  • Total gross proceeds from the offering, before deducting underwriting discounts and commissions and other offering expenses, are expected to be approximately $8.5 million.
  • The offering was made only by means of a prospectus forming part of the effective registration statement relating to the offering.

Grom Social Enterprises, Inc. Announces Closing of $3.0 Million Public Offering

Retrieved on: 
Tuesday, September 12, 2023
Benchmark, Unit, LLP, Common stock, Telephone, BOCA, File hosting service, Sale, Prospectus, Warrant, Form, Madison Avenue, Security (finance), EF Hutton

The Pre-Funded Warrants are immediately exercisable and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full.

Key Points: 
  • The Pre-Funded Warrants are immediately exercisable and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full.
  • The Company intends to use the net proceeds from this offering for working capital and general corporate purposes.
  • EF Hutton, division of Benchmark Investments, LLC, (“EF Hutton”) acted as sole book running manager for the offering.
  • The offering was conducted pursuant to the Company’s registration statement on Form S-1, as amended (File No.

Blue Star Foods Announces Closing of $5 Million Public Offering

Retrieved on: 
Monday, September 11, 2023
Exercise, BSFC, Park Avenue, File hosting service, Sale, 3rd Floor, Prospectus, Series, Form, Security (finance)

Miami, FL, Sept. 11, 2023 (GLOBE NEWSWIRE) -- Blue Star Foods Corp., (“Blue Star,” the “Company,” “we,” “our” or “us”) (NASDAQ: BSFC), today announced the closing of its previously announced public offering of an aggregate of 10,741,139 shares of its common stock (or common stock equivalents), together with accompanying common stock warrants, at a public offering price of $0.4655 per share (or common stock equivalent) and accompanying warrants.

Key Points: 
  • Miami, FL, Sept. 11, 2023 (GLOBE NEWSWIRE) -- Blue Star Foods Corp., (“Blue Star,” the “Company,” “we,” “our” or “us”) (NASDAQ: BSFC), today announced the closing of its previously announced public offering of an aggregate of 10,741,139 shares of its common stock (or common stock equivalents), together with accompanying common stock warrants, at a public offering price of $0.4655 per share (or common stock equivalent) and accompanying warrants.
  • Total gross proceeds from the offering, before deducting the placement agent's fees and other offering expenses, were approximately $5 million.
  • The Company intends to use the net proceeds from this offering for general corporate purposes and repayment of certain outstanding debt.
  • The offering was made only by means of a prospectus forming part of the effective registration statement relating to the offering.

Blue Star Foods Announces Pricing of $5 Million Public Offering

Retrieved on: 
Thursday, September 7, 2023
Exercise, BSFC, Park Avenue, File hosting service, Sale, 3rd Floor, Prospectus, Series, Form, Security (finance)

Miami, FL, Sept. 07, 2023 (GLOBE NEWSWIRE) -- Blue Star Foods Corp., (“Blue Star,” the “Company,” “we,” “our” or “us”) (NASDAQ: BSFC), today announced the pricing of its public offering of an aggregate of 10,741,139 shares of its common stock (or common stock equivalents), together with accompanying common stock warrants, at a public offering price of $0.4655 per share (or common stock equivalent) and accompanying warrants.

Key Points: 
  • Miami, FL, Sept. 07, 2023 (GLOBE NEWSWIRE) -- Blue Star Foods Corp., (“Blue Star,” the “Company,” “we,” “our” or “us”) (NASDAQ: BSFC), today announced the pricing of its public offering of an aggregate of 10,741,139 shares of its common stock (or common stock equivalents), together with accompanying common stock warrants, at a public offering price of $0.4655 per share (or common stock equivalent) and accompanying warrants.
  • Total gross proceeds from the offering, before deducting the placement agent's fees and other offering expenses, are expected to be approximately $5 million.
  • The Company intends to use the net proceeds from this offering for general corporate purposes and repayment of certain outstanding debt.
  • The offering is being made only by means of a prospectus forming part of the effective registration statement relating to the offering.

Foremost Lithium Announces Closing of USD $4.0 Million Public Offering and NASDAQ Listing

Retrieved on: 
Thursday, August 24, 2023
Lithium, CSE, Canadian Securities Exchange, FAT, ThinkEquity, File hosting service, USD, Warrant, Prospectus, State Street, Offering, Form, FMSTW, Common, Security (finance)

VANCOUVER, British Columbia, Aug. 24, 2023 (GLOBE NEWSWIRE) -- Foremost Lithium Resource & Technology Ltd. (Nasdaq: FMST, FMSTW) (CSE: FAT) ("Foremost Lithium" or the "Company"), an exploration stage lithium mining company, today closed its previously announced underwritten public offering in the United States (the “Offering”).

Key Points: 
  • VANCOUVER, British Columbia, Aug. 24, 2023 (GLOBE NEWSWIRE) -- Foremost Lithium Resource & Technology Ltd. (Nasdaq: FMST, FMSTW) (CSE: FAT) ("Foremost Lithium" or the "Company"), an exploration stage lithium mining company, today closed its previously announced underwritten public offering in the United States (the “Offering”).
  • The Company sold 800,000 units, each consisting of one common share and one warrant (a "Common Warrant") to purchase one common share (“Common Share Unit”), at a public offering price of USD $5.00 per unit.
  • The warrants within each Common Share Unit have a per share exercise price of USD $6.25 and expire five years from the date of issuance.
  • The aggregate gross proceeds to the Company from the Offering were USD $4,000,000, before deducting underwriting discounts of USD $286,000 and offering expenses.

Athersys, Inc. Announces Pricing of $3.5 Million Public Offering

Retrieved on: 
Friday, August 18, 2023
Health, Other Science, Research, Pharmaceutical, Science, Biotechnology, Telephone, Form, Sale, Madison Avenue, Security (finance), Prospectus, File hosting service

Athersys, Inc. (Nasdaq: ATHX), today announced the pricing of its “reasonable best efforts” public offering of 10,937,500 shares of common stock (or common stock equivalents in lieu thereof) at a purchase price of $0.32 per share.

Key Points: 
  • Athersys, Inc. (Nasdaq: ATHX), today announced the pricing of its “reasonable best efforts” public offering of 10,937,500 shares of common stock (or common stock equivalents in lieu thereof) at a purchase price of $0.32 per share.
  • The closing of the offering is expected to occur on or about August 21, 2023, subject to the satisfaction of customary closing conditions.
  • The gross proceeds from the offering are expected to be approximately $3.5 million.
  • The offering is being made only by means of a prospectus forming part of the effective registration statement.