UNIVEST SECURITIES


Associated tags: Sale, FINRA, Prospectus, SIPC, Security (finance), Form, SEC filing, Offering, Suite, Rockefeller Center, File, ATTN:

Locations: NY, NEW YORK, US, CHINA, UNITED STATES, NORTH AMERICA, UCAR

Univest Securities, LLC Announces Closing of $5 Million Underwritten Public Offering for its Client Akanda Corp. (NASDAQ: AKAN)

Retrieved on: 
Wednesday, March 27, 2024

The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.

Key Points: 
  • The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.
  • The underwritten pubic offering was made pursuant to a shelf registration statement on Form F-1, as amended (File No.
  • Electronic copies of the final prospectus supplement and the accompanying prospectus may be obtained, by contacting Univest Securities, LLC at [email protected] , or by calling +1 (212) 343-8888.
  • Copies of the prospectus supplement relating to the underwritten pubic offering, together with the accompanying base prospectus, can be obtained at the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $12 Million Registered Follow-on Offering for its Client U Power Limited. (Nasdaq: UCAR)

Retrieved on: 
Wednesday, December 6, 2023

The Company received aggregate gross proceeds of US$12,000,000 from the Offering, excluding expenses associated with the Offering.

Key Points: 
  • The Company received aggregate gross proceeds of US$12,000,000 from the Offering, excluding expenses associated with the Offering.
  • Proceeds from the Offering will be used for the merger and acquisition of battery swapping companies, working capital, and other general corporate purposes.
  • Univest Securities, LLC ("Univest") acted as the placement agent for the Offering.
  • Hunter Taubman Fischer & Li LLC acted as U.S. securities counsel to the Company, and Ortoli Rosenstadt LLP acted as U.S. counsel to Univest in connection with the Offering.

Univest Securities, LLC Announces Closing of $6 Million Initial Public Offering of Common Stock for its Client ELEVAI Labs Inc. (Nasdaq: ELAB)

Retrieved on: 
Friday, November 24, 2023

The Company intends to use the proceeds from the Offering for: (i) general and administrative expenses; (ii) marketing and market expansion; (iii) research and development; and (iv) working capital.

Key Points: 
  • The Company intends to use the proceeds from the Offering for: (i) general and administrative expenses; (ii) marketing and market expansion; (iii) research and development; and (iv) working capital.
  • Univest Securities, LLC acted as book runner for the Offering.
  • Ortoli Rosenstadt LLP acted as U.S. counsel to the Company, and Hunter Taubman Fischer & Li LLC acted as U.S. counsel to Univest in connection with the Offering.
  • In addition, copies of the prospectus relating to the Offering may be obtained via the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $10 Million Registered Direct Offering for its Client GD Culture Group Limited (NASDAQ: GDC)

Retrieved on: 
Friday, November 3, 2023

The purchase price for the Pre-funded Warrants was identical to the purchase price for Shares, less the exercise price of $0.001 per share.

Key Points: 
  • The purchase price for the Pre-funded Warrants was identical to the purchase price for Shares, less the exercise price of $0.001 per share.
  • The Company issued to the same investors warrants (the “Warrants”) to purchase up to 3,312,356 shares of common stock at an exercise price of $3.019 per share.
  • The Shares, the Pre-funded Warrants, and the Warrants have been registered and the offering was made pursuant to a shelf registration statement on Form S-3 (File No.
  • Copies of the prospectus supplement relating to the registered direct offering, together with the accompanying base prospectus, can be obtained at the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $10 Million Initial Public Offering of Class A Ordinary Shares for its Client VS Media Holdings Limited (Nasdaq: VSME)

Retrieved on: 
Monday, October 2, 2023

Univest Securities, LLC acted as the sole book-running manager for the Offering.

Key Points: 
  • Univest Securities, LLC acted as the sole book-running manager for the Offering.
  • Sichenzia Ross Ference LLP acted as U.S. counsel to the Company, and Ortoli Rosenstadt LLP acted as U.S. counsel to Univest in connection with the Offering.
  • The Offering was made only by means of a prospectus, forming a part of the registration statement.
  • In addition, copies of the prospectus relating to the Offering may be obtained via the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $5 Million Initial Public Offering of Ordinary Shares and Full Exercise of Exercise of Underwriters’ Over-Allotment Option for its Client Davis Commodities Limited (Nasdaq: DTCK)

Retrieved on: 
Thursday, September 21, 2023

Univest Securities, LLC acted as the sole book-running manager for the Offering.

Key Points: 
  • Univest Securities, LLC acted as the sole book-running manager for the Offering.
  • Hunter Taubman Fischer & Li LLC acted as U.S. counsel to the Company, and Ortoli Rosenstadt LLP acted as U.S. counsel to Univest in connection with the Offering.
  • The Offering was made only by means of a prospectus, forming a part of the registration statement.
  • In addition, copies of the prospectus relating to the Offering may be obtained via the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $9.55 Million Registered Direct Offering and Private Placement for its Client GD Culture Group Limited (NASDAQ: GDC)

Retrieved on: 
Thursday, May 4, 2023

The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.

Key Points: 
  • The pre-funded warrants will be immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full.
  • The aggregate gross proceeds to the Company of both transactions were approximately $9.55 million.
  • The registered direct offering was made pursuant to a shelf registration statement on Form S-3 (File No.
  • Copies of the prospectus supplement relating to the registered direct offering, together with the accompanying base prospectus, can be obtained at the SEC's website at www.sec.gov .

Univest Securities, LLC Announces Closing of $11 Million Initial Public Offering of Class A Ordinary Shares for its Client Top KingWin Ltd (Nasdaq: TCJH)

Retrieved on: 
Thursday, April 20, 2023

In addition, the Company has granted the underwriters a 45-day option to purchase up to an additional 412,500 Class A ordinary shares at the public offering price after the closing of Offering, less underwriting discounts.

Key Points: 
  • In addition, the Company has granted the underwriters a 45-day option to purchase up to an additional 412,500 Class A ordinary shares at the public offering price after the closing of Offering, less underwriting discounts.
  • Univest Securities, LLC acted as book runner for the offering.
  • Pacific Century Securities, LLC and AC Sunshine Securities LLC acted as co-managers for the offering.
  • Olshan Frome Wolosky LLP acted as U.S. counsel to Univest in connection with the Offering.

Univest Securities, LLC Announces Closing of $3.0 Million Registered Direct Offering for its Client AnPac Bio-Medical Science Co., Ltd. (NASDAQ: ANPC)

Retrieved on: 
Friday, April 7, 2023

The pre-funded warrants are immediately exercisable and may be exercised at any time until exercised in full.

Key Points: 
  • The pre-funded warrants are immediately exercisable and may be exercised at any time until exercised in full.
  • The Company also issued to Univest Securities, LLC, which acted as the sole placement agent for the offering, warrants exercisable for 37,500 ADSs, with an exercise price of $4.80.
  • The gross proceeds to the Company from the registered direct offering were approximately $3.0 million before deducting the placement agent’s fees and other offering expenses.
  • Copies of the prospectus relating to the Offering may be obtained from Univest by email at [email protected] , or by calling +1 (212) 343-8888.

Univest Securities, LLC Announces Closing of $9.6 Million Initial Public Offering of Class A Ordinary Shares for its Client Shengfeng Development Limited (NASDAQ: SFWL)

Retrieved on: 
Tuesday, April 4, 2023

In addition, the Company has granted the underwriters a 45-day option to purchase up to an additional 360,000 Class A ordinary shares at the public offering price after the closing of Offering, less underwriting discounts.

Key Points: 
  • In addition, the Company has granted the underwriters a 45-day option to purchase up to an additional 360,000 Class A ordinary shares at the public offering price after the closing of Offering, less underwriting discounts.
  • Univest Securities, LLC was acting as the underwriter and book-running manager for the Offering.
  • Copies of the prospectus relating to the Offering may be obtained from Univest by email at [email protected] , or by calling +1 (212) 343-8888.
  • In addition, copies of the prospectus relating to the Offering may be obtained via the SEC's website at www.sec.gov .