New York State Rifle & Pistol Association, Inc. v. Bruen

ASC issues Interim Order against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC

Retrieved on: 
Tuesday, May 9, 2023
Interim order, Alberta Securities Commission, ASC, Canadian Securities Administrators, AB, HW, New York State Rifle & Pistol Association, Inc. v. Bruen, Respondent, Hearing, Private investigator

CALGARY, AB, May 9, 2023 /CNW/ - The Alberta Securities Commission (ASC) issued an Interim Order dated May 4, 2023 against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC (collectively, the Respondents).

Key Points: 
  • CALGARY, AB, May 9, 2023 /CNW/ - The Alberta Securities Commission (ASC) issued an Interim Order dated May 4, 2023 against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC (collectively, the Respondents).
  • The Interim Order indicates that ASC staff are investigating whether the Respondents contravened Alberta securities laws, and that the length of time required to conduct a hearing and render a decision could be prejudicial to the public interest.
  • The Interim Order requires that, for a period of 12 months from the date of the order, the Respondents:
    Are prohibited from using any exemption contained in Alberta securities laws; and
    Are prohibited from acting as registrants.
  • As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.