MSRB

Joseph Gunnar to Sponsor the Sequire Investor Summit in Puerto Rico

Retrieved on: 
Friday, April 21, 2023
Banking, Asset Management, Professional Services, Finance, IPO, MSRB, Rulemaking, Research, Financial Industry Regulatory Authority, Municipal Securities Rulemaking Board, SIPC, Investment, OTC, La Concha Renaissance San Juan Resort, FINRA, Knowledge, Gunnar, Security (finance), Buttonwood

Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser and investment bank, focused on the emerging growth markets, is proud to announce its sponsorship of the upcoming Sequire Investor Summit.

Key Points: 
  • Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser and investment bank, focused on the emerging growth markets, is proud to announce its sponsorship of the upcoming Sequire Investor Summit.
  • One of the standout highlights of this year's summit is the focus on attractive tax laws in Puerto Rico, which offer a unique tax-friendly environment for both funds and investors.
  • "JGUN is thrilled to be sponsoring the Sequire Investor Summit Puerto Rico," said Chief Executive Officer Joseph A. Alagna.
  • For more information about the Sequire Investor Summit, including registration details, please visit the official event website at https://puertorico.srax.com/
    About Joseph Gunnar & Co.
    Joseph Gunnar & Co., LLC is a full-service boutique investment banking, securities and wealth management firm with main offices in New York.

Dominari Securities Acquires Broker Team with $700 Million in Assets Under Management

Retrieved on: 
Tuesday, April 18, 2023
Fifth Avenue, Trump Tower, CRS, Culture, MSRB, Mission, Policy, FDIC, Acquisition, SIPC, Investment, FINRA, Growth, Financial adviser

NEW YORK, April 18, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced that its wholly-owned subsidiary, Dominari Securities LLC, a FINRA licensed broker-dealer, has added an asset management team that manages over $700 million in client assets to its organization. This is the first significant acquisition since the division officially launched earlier this month after the purchase of the broker-dealer and registered investment adviser divisions of Fieldpoint Private Securities.

Key Points: 
  • NEW YORK, April 18, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced that its wholly-owned subsidiary, Dominari Securities LLC, a FINRA licensed broker-dealer, has added an asset management team that manages over $700 million in client assets to its organization.
  • Kyle Wool, CEO of Dominari Financial Inc. stated, "we are excited to have launched our broker-dealer division and are proudly open for business.
  • Our first team includes brokers who manage over $700 million in client assets and generate approximately $7 million in top line revenue annually.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.

Joseph Gunnar Announces Appointment of Neil Kleinman as Head of Debt Capital Markets

Retrieved on: 
Tuesday, April 4, 2023
Finance, Consulting, Banking, Professional Services, Asset Management, Pennsylvania State University, Bachelor of Science in Information Technology, Capital market, IPO, Head, MSRB, Rulemaking, Research, Financial Industry Regulatory Authority, Municipal Securities Rulemaking Board, SIPC, Investment, FINRA, Gunnar, Security (finance), Buttonwood

Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser and investment bank, focused on the emerging growth markets, continues to build its growing investment banking practice with the addition of Neil Kleinman as Head of Debt Capital Markets.

Key Points: 
  • Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser and investment bank, focused on the emerging growth markets, continues to build its growing investment banking practice with the addition of Neil Kleinman as Head of Debt Capital Markets.
  • Mr. Kleinman will be based in JGUN’s New York City office where he will service the Firm’s issuer clients’ debt needs.
  • Mr. Kleinman brings over two decades of experience in the debt capital markets, having completed more than 350 transactions.
  • Most recently, Neil was a Director at Reveille Capital and led their debt capital markets initiatives to originate and execute all asset-backed and corporate transactions.

Kyle Wool Appears on Fox Business

Retrieved on: 
Monday, April 10, 2023
Morgan Stanley, CRS, MSRB, Mission, Wall Street, Wealth management, SIPC, Investment, FINRA, Varney & Co., Management, Financial adviser

NEW YORK, April 10, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced that Kyle Wool, CEO of Dominari Financial Inc. ("Dominari"), a wholly-owned subsidiary of the Company, appeared as a guest this morning on Fox Business Network's show "Varney & Company."

Key Points: 
  • NEW YORK, April 10, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced that Kyle Wool, CEO of Dominari Financial Inc. ("Dominari"), a wholly-owned subsidiary of the Company, appeared as a guest this morning on Fox Business Network's show "Varney & Company."
  • Wool was appointed as CEO of Dominari in March 2023.
  • In this role, he is focused on building a dynamic and modern financial services organization that is at the forefront of wealth creation and preservation.
  • Wool is a successful Wall Street veteran, having held numerous positions across leading firms in private wealth management and asset management.

Dominari Holdings Appoints George Way Chief Financial Officer

Retrieved on: 
Monday, April 3, 2023
Asset management, CRS, MSRB, Bachelor of Business Administration, FDIC, Certified Public Accountant, Accounting, Business administration, SIPC, Investment, Pace University, FINRA, Growth, Financial services, Financial adviser

NEW YORK, April 3, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) ("Dominari" or the "Company") today announced that George Way has been named Chief Financial Officer effective April 3, 2023.  Mr. Way brings more than 30 years of experience in finance, accounting, acquisitions and investments, and has a proven track record of solving complex business challenges.

Key Points: 
  • NEW YORK, April 3, 2023 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) ("Dominari" or the "Company") today announced that George Way has been named Chief Financial Officer effective April 3, 2023.
  • "George is a highly talented and accomplished finance executive with decades of experience that will be extremely valuable as we grow our financial services business," said Anthony Hayes, CEO of Dominari.
  • Most recently, Mr. Way served as Director of Finance and Accounting of Steward Partners, a wealth advisory and asset management firm.
  • Dominari Financial is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.

Kyle Wool Named CEO of Dominari Financial

Retrieved on: 
Tuesday, March 28, 2023
Morgan Stanley, Fintech, CRS, RIA, MSRB, Wool, Acquisition, SIPC, Investment, FINRA, Growth, Security (finance), Renewable energy, Management

NEW YORK, March 28, 2023 /PRNewswire/ -- Mr. Kyle Wool has been named CEO of Dominari Financial Inc., the mergers & acquisition subsidiary of Dominari Holdings Inc., (NASDAQ: DOMH) and parent of newly launched broker dealer and RIA division, Dominari Securities LLC. Mr. Wool has been a board member of Dominari Holdings Inc. since 2021 and is one of the largest personal investors in the Company.

Key Points: 
  • NEW YORK, March 28, 2023 /PRNewswire/ -- Mr. Kyle Wool has been named CEO of Dominari Financial Inc., the mergers & acquisition subsidiary of Dominari Holdings Inc., (NASDAQ: DOMH) and parent of newly launched broker dealer and RIA division, Dominari Securities LLC.
  • Wool plans to build a dynamic and modern financial services organization that will be at the forefront of wealth creation and preservation.
  • On March 27, 2023, Dominari Financial finalized the acquisition of Fieldpoint Private Securities, a deal first disclosed in September 2022.
  • Wool will lead the acquisition and growth strategy of Dominari Financial and plans to move swiftly to realize the potential he envisions.

Dominari Financial Inc. Acquires Leading Broker Dealer and Registered Investment Advisor Business

Retrieved on: 
Monday, March 27, 2023
Fintech, CRS, MSRB, Trust, Wool, Commercial bank, Acquisition, SIPC, Investment, FINRA, Growth, HNW, UHNW, Financial services, Security (finance)

NEW YORK, March 27, 2023 /PRNewswire/ -- Dominari Financial Inc., the financial services subsidiary of Dominari Holdings Inc., has announced the acquisition of the broker-dealer and registered investment advisor business of Fieldpoint Private Bank and Trust. The acquired business will be the foundation of a new financial services entity that will be known as Dominari Securities LLC. Fieldpoint Private Bank and Trust will continue to operate its Personal Banking and Commercial Banking entities under its name.

Key Points: 
  • NEW YORK, March 27, 2023 /PRNewswire/ -- Dominari Financial Inc., the financial services subsidiary of Dominari Holdings Inc., has announced the acquisition of the broker-dealer and registered investment advisor business of Fieldpoint Private Bank and Trust.
  • The acquired business will be the foundation of a new financial services entity that will be known as Dominari Securities LLC.
  • Dominari Financial Inc. ( www.dominarifinancial.com ) was formed with the intention of acquiring revenue generating assets in the fintech and financial services industry.
  • "The board fully supports the diversification strategy of which Dominari Financial and Dominari Securities are cornerstone pillars, "added Wool.

Joseph Gunnar Announces Appointment of Michael Graichen as Head of Capital Markets

Retrieved on: 
Friday, March 24, 2023
Banking, Professional Services, Finance, IPO, University, Registered representative (securities), Capital market, University of Vermont, Environmental science, Head, MSRB, Rulemaking, Research, Financial Industry Regulatory Authority, Municipal Securities Rulemaking Board, SIPC, Investment, FINRA, Gunnar, Security (finance)

Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser, and investment bank, focused on the emerging growth markets, continues to build its growing investment banking practice with the addition of Michael Graichen as Head of Capital Markets.

Key Points: 
  • Joseph Gunnar & Co., LLC ("JGUN"), a leading full service broker-dealer, investment adviser, and investment bank, focused on the emerging growth markets, continues to build its growing investment banking practice with the addition of Michael Graichen as Head of Capital Markets.
  • Mr. Graichen brings over two decades of experience in equity capital markets and institutional sales to JGUN.
  • Most recently, Michael was with Paulson Investment Company, LLC, where he was Director, Capital Markets.
  • About Joseph Gunnar & Co.
    Joseph Gunnar & Co., LLC is a full-service boutique investment banking, securities and wealth management firm with main offices in New York.

Republic Bank Partners with Nest Egg to Bring Investment Planning and Management to the Bank’s Clients

Retrieved on: 
Wednesday, March 1, 2023
Personal Finance, Apps, Applications, Technology, Finance, Fintech, Banking, Accounting, Professional Services, Software, Internet, Registered investment adviser, Form, Research, Partnership, Student Investment Advisory Service, Entrepreneurship, Investment, Bank, Insurance, Republic, Republic Bank & Trust Company, Nest Egg, MSRB, Multimedia, Republic Bank, CNBC, FDIC, Cryptocurrency, Financial adviser, Fidelity

View the full release here: https://www.businesswire.com/news/home/20230301005216/en/

Key Points: 
  • View the full release here: https://www.businesswire.com/news/home/20230301005216/en/
    “Nest Egg at Republic Bank has simplified the investing and financial planning process,” said Republic Bank CEO and President Logan Pichel.
  • The digital-based platform provides access to sound investment advice from live investment planners and advisors through video chat from the Nest Egg kiosks located in Republic Bank banking centers, or through RepublicBank.com or the Republic Bank mobile app.
  • Investments made through Nest Egg at Republic Bank are not FDIC insured, there is no Bank guarantee, investments may lose value, and are not a Bank deposit.
  • Insurance is offered through Nest Insurance LLC, DBA Nest Insurance Agency LLC, a wholly-owned subsidiary of Nest Egg.

Odeon Capital Continues to Grow its High Yield/Special Situations/Credit Solutions Business

Retrieved on: 
Wednesday, February 22, 2023
Banking, Professional Services, Finance, Guggenheim Partners, NFA, UBS, Knowledge, Research, CIBC World Markets, Entrepreneurship, Broker-dealer, High, CIBC, MSRB, Capital Group Companies, BNP Paribas, FINRA, SIPC, Security (finance), Odeon

Odeon Capital Group LLC (“Odeon”), the New York-based independent Broker-Dealer, is thrilled to welcome Rosemary Sisson to lead its Capital Structure Research Group.

Key Points: 
  • Odeon Capital Group LLC (“Odeon”), the New York-based independent Broker-Dealer, is thrilled to welcome Rosemary Sisson to lead its Capital Structure Research Group.
  • With over 20 years of experience in the High Yield/Special Situations research arena, Rosemary is an expert in analyzing and executing investment ideas throughout the corporate capital structure.
  • She joins the talented team at Odeon from Cowen & Company, where she covered the retail, consumer, and general industrial sectors.
  • Odeon Capital Group LLC is headquartered in New York City.