MSRB

Fieldpoint Private Names Brent Yamaato as Chief Operating Officer

Retrieved on: 
Thursday, June 23, 2022
Finance, Banking, Accounting, Professional Services, Other Professional Services, SunTrust Banks, FPS, Time, Industry, CEO, Federal Reserve Bank, MSRB, Lego Star Wars: The Complete Saga, Facility management, LLC, FDIC, Federal Reserve Bank of St. Louis, Information technology, Private, Trust, Retail, Human resources, Head, BB, SIPC, FINRA, Digital transformation, Pension fund, Management, Bank, Truist Financial, Efficiency

Fieldpoint Private, the fast-growing private banking firm serving entrepreneurs, families, businesses and institutions, announced the appointment of industry veteran Brent Yamaato as Chief Operating Officer.

Key Points: 
  • Fieldpoint Private, the fast-growing private banking firm serving entrepreneurs, families, businesses and institutions, announced the appointment of industry veteran Brent Yamaato as Chief Operating Officer.
  • Yamaato joins Fieldpoint Private after more than 25 years of industry experience with Truist (formerly SunTrust) and the Federal Reserve Bank of Atlanta.
  • Headquartered in Greenwich, Connecticut, Fieldpoint Private ( www.fieldpointprivate.com ) has more than $1.4 billion in bank assets and provides personalized, custom private banking and wealth transfer services.
  • Trust services offered through Fieldpoint Private Trust, LLC, a public trust company chartered in South Dakota by the South Dakota Division of Banking.

ICE Best Execution Platform Expands Coverage to Over 2 Million Fixed Income Securities

Retrieved on: 
Monday, June 13, 2022
Professional Services, Data Management, Technology, Finance, Software, Fintech, Trade reporting and compliance engine, MBS, New York Stock Exchange, U.S. Securities and Exchange Commission, Technology, LLC, ABS, Annual report, Intercontinental Exchange, Intercontinental, Solution, Self-regulatory organization, KIDS, Web data services, ICE, Private Securities Litigation Reform Act, TRACE, National Snow and Ice Data Center, NYSE, New product development, Risk, Best execution, Municipal Securities Rulemaking Board, SEC, MSRB, New, History, Benchmarking, Mission statement, CMOS, Security (finance), Audit

Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, today announced enhancements to its Best Execution service, which more than doubles coverage to over 2 million fixed income instruments.

Key Points: 
  • Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, today announced enhancements to its Best Execution service, which more than doubles coverage to over 2 million fixed income instruments.
  • ICEs Best Execution service provides trade-by-trade measures of relative execution quality for both on-the-run securities and those that do not generally have robust transactional data or fit into traditional execution workflows.
  • The new web-based Best Execution platform offers a graphical interface and allows customers to analyze best execution results for more than 2 million securities including many that are not captured by the Municipal Securities Rulemaking Board (MSRB) and Trade Reporting and Compliance Engine (TRACE) datasets.
  • ICE has had extensive experience evaluating and providing analytics for both liquid and thinly traded fixed income securities, which customers need the most help valuing, said Amanda Hindlian, President of Fixed Income and Data Services at ICE.

Fieldpoint Private Strengthens Banking Team Adding Four Managing Directors

Retrieved on: 
Thursday, June 2, 2022
Women, Retail, Other Professional Services, Men, Legal, Insurance, Human Resources, Family, Finance, Consulting, Banking, Consumer, Luxury, Accounting, Professional Services, LGBTQ+, Commercial Building & Real Estate, Construction & Property, Small Business, FDIC, Grayson, Time, BB&T, LLC, Bank, CEO, SIPC, BB, Retail, Private, Solution, Wells Fargo, Denman, Executive Office of the President of the United States, M&T Bank, Winter Park, FPS, Bank of America, MSRB, Industry, Trust, BofA Securities, Regions Financial Corporation, FINRA, Fifth Third Bank, Financial adviser, Financial services, Wachovia

Fieldpoint Private, the fast-growing private banking firm serving entrepreneurs, families, businesses and institutions, announced four additions to its client-facing team in the Atlanta, Orlando-Winter Park and New York City offices.

Key Points: 
  • Fieldpoint Private, the fast-growing private banking firm serving entrepreneurs, families, businesses and institutions, announced four additions to its client-facing team in the Atlanta, Orlando-Winter Park and New York City offices.
  • The firm welcomed Tas Denman and Viviana Frias-Diaz as Managing Directors and Senior Private Bankers, Derek Grayson as Managing Director and Senior Commercial Banker and Robert Pirson as Managing Director and Commercial Banker.
  • Throughout his banking career, Grayson has served mid-sized companies across the Southeastern U.S.
    Frias-Diaz joins Fieldpoints private banking team with more than 20 years industry experience.
  • Headquartered in Greenwich, Connecticut, Fieldpoint Private ( www.fieldpointprivate.com ) has more than $1.4 billion in bank assets and provides personalized, custom private banking and wealth transfer services.

PFM Selects Bloomberg's Municipal AAA and Sector Curves for Transaction Management and Bond Pricing

Retrieved on: 
Tuesday, May 10, 2022
Decision-making, Data management, BVAL, EValue, NEW, Bloomberg Terminal, PFM, Public sector, MSRB, Organization, Benchmarking, Industry, Movement, AAA, Solution, News, Technology, Enterprise Data Planning, Consultant, Multimedia, Security (finance), Online shopping, Bloomberg

NEW YORK, May 10, 2022 /PRNewswire/ -- Bloomberg today announced that PFM, the nation's largest independent financial advisor, has selected Bloomberg's evaluated pricing service BVAL, as the primary source to guide their municipal bond advisory model. PFM will use BVAL's AAA Municipal Curves for transparent and objective municipal market information to streamline the financing process for clients.  

Key Points: 
  • PFM will use BVAL's AAA Municipal Curves for transparent and objective municipal market information to streamline the financing process for clients.
  • "We are proud to support PFM and provide their business and clients with high quality municipal curves to help inform their decision making and advisory business."
  • BVAL supplies independent and transparent evaluated pricing daily for over 2.5 million securities, including nearly one million municipal prices.
  • PFM Financial Advisors LLC ("PFM") was founded in 1975 to provide independent financial advisory services to the public sector.

Fieldpoint Private Launches Fieldpoint Private Trust to Expand Full-Service Financial Offerings

Retrieved on: 
Wednesday, May 4, 2022
Finance, Banking, Accounting, Professional Services, Other Professional Services, Trust, FINRA, FDIC, LLC, Time, MSRB, Private, Creativity, Bertha, Retail, CEO, SIPC, FPS, Philosophy, Financial adviser, Public relations, Management

Fieldpoint Private announced the launch of a sophisticated full-service trust company, Fieldpoint Private Trust , in response to widespread demand from clients, advisors, bankers and others.

Key Points: 
  • Fieldpoint Private announced the launch of a sophisticated full-service trust company, Fieldpoint Private Trust , in response to widespread demand from clients, advisors, bankers and others.
  • The leadership team for Fieldpoint Private Trust includes Nicholas Bertha, president, and a team of executives and administrative professionals that brings decades of trust and wealth advisory experience.
  • The company is partnering with South Dakota Trust Company, a deeply qualified trust administration platform with $100 billion in trust assets.
  • Trust services offered through Fieldpoint Private Trust, LLC, a public trust company chartered in South Dakota by the South Dakota Division of Banking.

GiveMePower Corp Engages Maxim Group LLC to Provide Strategic Advisory and Investment Banking Services

Retrieved on: 
Thursday, April 21, 2022
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Torrance, CA, April 21, 2022 (GLOBE NEWSWIRE) -- GiveMePower Corp (OTC PINK: GMPW), an operator and manager of a portfolio of real estate and financial services assets and operations to empower black persons in the United States through financial tools and resources, announces the hiring of Maxim Group LLC, a leading full-service investment banking, securities and wealth management firm, to provide strategic advisory and investment banking services for the Company's 2021-2023 corporate initiative roadmap.

Key Points: 
  • Torrance, CA, April 21, 2022 (GLOBE NEWSWIRE) -- GiveMePower Corp (OTC PINK: GMPW), an operator and manager of a portfolio of real estate and financial services assets and operations to empower black persons in the United States through financial tools and resources, announces the hiring of Maxim Group LLC, a leading full-service investment banking, securities and wealth management firm, to provide strategic advisory and investment banking services for the Company's 2021-2023 corporate initiative roadmap.
  • Maxim Group LLC is a leading full-service investment banking, securities and wealth management firm headquartered in New York.
  • These factors should be considered carefully, and readers should not place undue reliance on GiveMePower 's forward-looking statements.
  • As such, there is no assurance that the initiatives described in the press release will be successfully implemented or meet expectations.

KBRA Releases Research – Conflicting Stakeholder Interests in the Municipal Market

Retrieved on: 
Thursday, April 14, 2022
Banking, Professional Services, Insurance, Finance, Research, Municipal Securities Rulemaking Board, KBRA, ESG, MSRB, RFI, Security (finance), Lithium

KBRA releases research highlighting the importance of stakeholder interests as the U.S. municipal bond market seeks to address the increasing demand for environmental, social, and governance (ESG) information.

Key Points: 
  • KBRA releases research highlighting the importance of stakeholder interests as the U.S. municipal bond market seeks to address the increasing demand for environmental, social, and governance (ESG) information.
  • The Municipal Securities Rulemaking Board (MSRB) issued a Request for Information (RFI) on ESG practices in the municipal securities market (RFI 2021-17) on December 8, 2021.
  • Given differing roles, it is not surprising that interests and preferences vary widely among participants across the municipal market regarding ESG factors and disclosures.
  • Many responses called for different approaches for the many sectors in the municipal market and the many areas encompassed by ESG.

Maxim Group LLC Announces Promotions within its Leadership

Retrieved on: 
Wednesday, April 6, 2022
NASDAQ, MSRB, Leadership, Growth, Glasberg, Research, SEC, Head, FINRA, Municipal Securities Rulemaking Board, Investment, U.S. Securities and Exchange Commission, Â, Company, GLOBE, Investment banking, Department, Self-regulatory organization, Management, Security (finance), Maxim

NEW YORK, April 06, 2022 (GLOBE NEWSWIRE) -- Maxim Group LLC announced today that Clifford Teller has been promoted to the role of Co-President of Maxim Group.

Key Points: 
  • NEW YORK, April 06, 2022 (GLOBE NEWSWIRE) -- Maxim Group LLC announced today that Clifford Teller has been promoted to the role of Co-President of Maxim Group.
  • Chairman Michael Rabinowitz said, Today Maxim Group is a leading emerging growth-focused investment bank serving many industries globally, thanks in large part to Cliffs leadership, energy and tenacity.
  • Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.
  • Maxim Group LLC is a registered broker-dealer with the U.S. Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) and is a member of FINRA SIPC, and NASDAQ.

Tradeweb Launches A.I. Pricing Service for the U.S. Municipal Bond Market

Retrieved on: 
Wednesday, April 6, 2022
Finance, Banking, Professional Services, Other Technology, Technology, TW, MSRB, IOSCO, United States Treasury security, SEC, Amazon Web Services, Municipal Securities Rulemaking Board, Industry, Review, Machine learning, Nasdaq, Tradeweb, Self-regulatory organization, Security (finance)

The $4 trillion municipal bond market plays a critical role in the United States economy, financing operations and projects for state and local governments and their agencies.

Key Points: 
  • The $4 trillion municipal bond market plays a critical role in the United States economy, financing operations and projects for state and local governments and their agencies.
  • Tradeweb Ai-Price for municipal bonds will initially publish end-of-day prices for approximately 880,000 securities and custom portfolios, based on data published by the Municipal Securities Rulemaking Board (MSRB) and through trading activity on the Tradeweb platform.
  • John Cahalane, Managing Director, Head of Tradeweb Direct, said: The municipal bond market is ripe for further electronification, and this service represents a powerful step forward by providing our clients with enhanced price discovery.
  • Ai-Price for municipal bonds will optimize our clients trading experience and lead the municipal bond market into a new era of innovation.

Maxim Group Hires Eric Cheng as Its Head of Healthcare Investment Banking

Retrieved on: 
Tuesday, March 29, 2022
NASDAQ, MSRB, Investment, Healthcare industry, LP, SPAC, SEC, Research, Head, Environment, Professional, FINRA, Municipal Securities Rulemaking Board, Industry, Knowledge, U.S. Securities and Exchange Commission, Roth Capital Partners, Company, GLOBE, Securities and Exchange Commission (Nigeria), Investment banking, Self-regulatory organization, Security (finance), Bank

NEW YORK, March 29, 2022 (GLOBE NEWSWIRE) -- Maxim Group LLC, a leading full-service investment banking, securities and wealth management firm today announced that Eric Cheng is re-joining the firm as its Head of Healthcare Investment Banking.

Key Points: 
  • NEW YORK, March 29, 2022 (GLOBE NEWSWIRE) -- Maxim Group LLC, a leading full-service investment banking, securities and wealth management firm today announced that Eric Cheng is re-joining the firm as its Head of Healthcare Investment Banking.
  • As Head of Healthcare Investment Banking, Mr. Cheng will lead a dedicated team of innovative bankers that are leaders in the small cap healthcare and biotech markets.
  • Clifford Teller, Head of Investment Banking at Maxim Group LLC, added: Erics knowledge, integrity and dedication to the Healthcare Industry over the years is second to none.
  • We are delighted to bring Eric back to head our Healthcare Investment Banking Group.