Pollitt | Jotup

CIRO Hearing Panel issues Reasons for Decision in the matter of Pollitt & Co.

Retrieved on:

Wednesday, November 29, 2023

Record, The central science, Investment, Risk, Pollitt, Book, CIRO, Hearing, Enforcement, Financial adviser, Cryptocurrency, Property management

TORONTO, Nov. 29, 2023 /CNW/ - Following a settlement hearing held on October 24, 2023, a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) issued reasons for its decision to accept a settlement agreement, with sanctions, between Enforcement Staff and Pollitt & Co. Inc. (Pollitt & Co).

Key Points:

TORONTO, Nov. 29, 2023 /CNW/ - Following a settlement hearing held on October 24, 2023, a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) issued reasons for its decision to accept a settlement agreement, with sanctions, between Enforcement Staff and Pollitt & Co. Inc. (Pollitt & Co).
In its reasons for decision, the hearing panel confirmed the sanctions imposed on the respondent.
In particular, Pollitt & Co is required to pay a fine of $175,000.
Pollitt & Co also agreed to pay costs in the amount of $15,000.

Hearing Notice - CIRO Sanctions Pollitt & Co. Inc.

Retrieved on:

Friday, November 3, 2023

IIROC, CIRO, Risk, Pollitt, Record, Settlement, Indian Residential Schools Settlement Agreement, Investment, Enforcement, Book, The central science, Security (finance), Financial adviser, Cryptocurrency, Property management

TORONTO, Nov. 3, 2023 /CNW/ - On October 24, 2023, a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, between Enforcement Staff and Pollitt & Co. Inc. (Pollitt & Co).

Key Points:

TORONTO, Nov. 3, 2023 /CNW/ - On October 24, 2023, a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, between Enforcement Staff and Pollitt & Co. Inc. (Pollitt & Co).
Pursuant to the settlement agreement, Pollitt & Co agreed to a fine of $175,000.
Pollitt & Co also agreed to pay costs in the amount of $15,000.
CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments.

CIRO to Hold a Settlement Hearing for Pollitt & Co. Inc.

Retrieved on:

Wednesday, October 18, 2023

Investment, Enforcement, CIRO, Hearing, The central science, IIROC, Pollitt, Pharmaceutical industry, Security (finance), Financial adviser

TORONTO, Oct. 18, 2023 /CNW/ - A hearing has been scheduled before a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) to consider whether a hearing panel should accept a settlement agreement entered into between Enforcement Staff and Pollitt & Co. Inc.

Key Points:

TORONTO, Oct. 18, 2023 /CNW/ - A hearing has been scheduled before a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) to consider whether a hearing panel should accept a settlement agreement entered into between Enforcement Staff and Pollitt & Co. Inc.
The hearing is not open to the public but will become open in the event that the panel accepts the agreement.
If the agreement is accepted, the panel's decision and the settlement agreement will be made available at www.iiroc.ca .
The Notice of Application announcing the settlement hearing is available at:
Pollitt & Co. Inc. is a CIRO registered Dealer Member and is currently subject to Terms and Conditions imposed on its membership on February 3, 2023.

PyroGenesis Announces the Implementation of a NCIB

Retrieved on:

Wednesday, October 4, 2023

Notice of Intent to Revoke, Toronto Stock Exchange, Pollution, GHG, FRA, Pollitt, 0 A.D. (video game), TSX, Public company, Greenhouse, Cryptocurrency

Pursuant to the NCIB, PyroGenesis may purchase, from time to time, over a period of 12 months starting October 6, 2023, and ending October 5, 2024, up to 7,500,000 common shares (approx.

Key Points:

Pursuant to the NCIB, PyroGenesis may purchase, from time to time, over a period of 12 months starting October 6, 2023, and ending October 5, 2024, up to 7,500,000 common shares (approx.
As of September 26, 2023, there were 178,880,395 common shares of PyroGenesis issued and outstanding.
Of note, the NCIB announced above is further to a previous NCIB that the Company had implemented.
No purchases were made under the previous NCIB as management ultimately took the view that it was more appropriate to allocate corporate funds to other company priorities.

PyroGenesis Announces the Implementation of a NCIB

Retrieved on:

Friday, February 11, 2022

Pursuant to the NCIB, PyroGenesis may purchase, from time to time, over a period of 12 months starting February 15, 2022 and ending February 14, 2023, up to 7,500,000 common shares (approx.

Key Points:

Pursuant to the NCIB, PyroGenesis may purchase, from time to time, over a period of 12 months starting February 15, 2022 and ending February 14, 2023, up to 7,500,000 common shares (approx.
As of February 7, 2022, there were 170,125,795 common shares of PyroGenesis issued and outstanding.
All purchases made by the Company will be through Pollitt & Co. Inc. acting on behalf of the Company.
Of note, this NCIB is further to a previous NCIB that the Company had implemented.