General Securities Principal Exam

Greg Papazian Promoted to Chief Investor Relations Officer and Director of Sales

Retrieved on: 
Monday, August 15, 2022
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BEVERLY, Mass., Aug. 15, 2022 /PRNewswire/ -- Brookwood Financial Partners, LLC ("Brookwood"), a nationally recognized private equity real estate investment firm, is pleased to announce that Greg Papazian has been promoted to the newly created position of Chief Investor Relations Officer and Director of Sales.

Key Points: 
  • BEVERLY, Mass., Aug. 15, 2022 /PRNewswire/ -- Brookwood Financial Partners, LLC ("Brookwood"), a nationally recognized private equity real estate investment firm, is pleased to announce that Greg Papazian has been promoted to the newly created position of Chief Investor Relations Officer and Director of Sales.
  • In these capacities, Mr. Papazian will direct all institutional and retail equity offerings, lead the sales team at Brookwood Securities Partners, LLC, Brookwood's wholly owned broker-dealer and direct Brookwood's investor relations department.
  • "Greg is well respected by his partners, colleagues, and clients for his outstanding investor service, fundraising success, integrity, and depth of experience.
  • Mr. Papazian is a Partner of Brookwood and, prior to his promotion, was a Managing Director and Director of Retail Sales for Brookwood Securities.

Sales Veteran Matt Stafford Joins OmniLife as Senior Vice President of Sales

Retrieved on: 
Tuesday, August 2, 2022
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OmniLife, a SaaS health technology integrated communication and care coordination platform for the organ transplantation and organ failure care continuum, has named Matt Stafford as Senior Vice President of Sales.

Key Points: 
  • OmniLife, a SaaS health technology integrated communication and care coordination platform for the organ transplantation and organ failure care continuum, has named Matt Stafford as Senior Vice President of Sales.
  • Stafford brings over 15 years of Healthcare SaaS and Information Technology industry experience to OmniLife, focused on sales leadership in the healthcare space.
  • Prior to joining OmniLife, Stafford served as National Sales Director for pulseData.
  • He has led sales teams in the healthcare, software, and technology industries throughout his career at companies including ExamMed, Greenway Health and more.

Lincoln Financial Group Unites Investments, Risk & Sustainability Teams to Support Long-Term Strategy

Retrieved on: 
Tuesday, June 21, 2022
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Lincoln Financial Group (NYSE: LNC) has appointed Amber Williams, CFA, senior vice president and head of Client Investment Strategies, to lead Corporate Sustainability as the Chief Sustainability Officer, Lincoln announced today.

Key Points: 
  • Lincoln Financial Group (NYSE: LNC) has appointed Amber Williams, CFA, senior vice president and head of Client Investment Strategies, to lead Corporate Sustainability as the Chief Sustainability Officer, Lincoln announced today.
  • Lincoln Financial Group provides advice and solutions that help people take charge of their financial lives with confidence and optimism.
  • Headquartered in Radnor, Pennsylvania, Lincoln Financial Group is the marketing name for Lincoln National Corporation (NYSE:LNC) and its affiliates.
  • Lincoln Financial Group is a committed corporate citizen included on major sustainability indices including the Dow Jones Sustainability Index North America and FTSE4Good and ranks among Newsweeks Most Responsible Companies.

Mary Lucas Joins Prime Capital Investment Advisors

Retrieved on: 
Tuesday, May 10, 2022
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Prime Capital Investment Advisors (PCIA) is pleased to announce Mary Lucas as its new director of financial planning and client experience.

Key Points: 
  • Prime Capital Investment Advisors (PCIA) is pleased to announce Mary Lucas as its new director of financial planning and client experience.
  • PCIA, a leading financial planning and investment advisory firm, is doubling down on financial planning by hiring industry veteran, Lucas.
  • Mary is undoubtedly a high caliber addition to our team and will accelerate us on the path to accomplish our mission, says Scott Duba, chief investment officer and managing director at Prime Capital Investment Advisors.
  • Prime Capital Investment Advisors provides a client-centric team approach to full-service financial planning, including fee-based asset management and wealth management through its Prime Capital Wealth Management brand.

Independent Financial Group, LLC adds Senior Vice President, National Sales & Marketing

Retrieved on: 
Monday, March 7, 2022
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SAN DIEGO, March 7, 2022 /PRNewswire/ --Independent broker-dealer, Independent Financial Group, LLC (IFG) announced today the addition of Chad Cristo as Senior Vice President of National Sales and Marketing.

Key Points: 
  • SAN DIEGO, March 7, 2022 /PRNewswire/ --Independent broker-dealer, Independent Financial Group, LLC (IFG) announced today the addition of Chad Cristo as Senior Vice President of National Sales and Marketing.
  • "We're very pleased to welcome Chad to the IFG team," comments David A. Fischer, Co-Founder of the firm.
  • Independent Financial Group, LLC serves the needs of independent financial advisors nationwide.
  • To learn more about Independent Financial Group, LLC, visit www.ifgsd.com.

NewEdge Wealth Appoints Karen Glassman as Managing Director

Retrieved on: 
Tuesday, February 15, 2022
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NewEdge Wealth, LLC , a registered investment adviser specializing in ultra high net worth, family office and institutional clients, has appointed Karen Glassman as Managing Director.

Key Points: 
  • NewEdge Wealth, LLC , a registered investment adviser specializing in ultra high net worth, family office and institutional clients, has appointed Karen Glassman as Managing Director.
  • Prior to joining NewEdge Wealth, Ms. Glassman served as President and CEO of Unio Asset Management.
  • Based on her extensive expertise, Karen is the perfect addition to our firm, said Rob Sechan, CEO and Co-Founder of NewEdge Wealth.
  • NewEdge Wealth is a division of NewEdge Capital Group, which currently advises $30 billion in client assets.

Securities Training Corporation Launches Continuing Education Programs for Investment Adviser Representatives To Meet New Industry Requirements

Retrieved on: 
Thursday, December 9, 2021
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Securities Training Corporation (STC), the market leader in securities training, announced today that the company has been named as one of a select few approved providers of Investment Adviser Representative Continuing Education (IAR CE).

Key Points: 
  • Securities Training Corporation (STC), the market leader in securities training, announced today that the company has been named as one of a select few approved providers of Investment Adviser Representative Continuing Education (IAR CE).
  • The 2020 model rule, which has both a Products and Practices component and an Ethics and Professional Responsibility component, is intended to be compatible with other existing continuing education programs.
  • As the only provider of exam prep for every FINRA exam as well as Firm Element continuing education, STC is uniquely positioned to excel at educating investment advisor reps, said Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation.
  • For more information on STCs continuing education programs for Investment Adviser Representatives, visit https://stcusa.com/iar/ .

Amber Group Appoints Global Markets Veteran Cactus Raazi as US CEO

Retrieved on: 
Wednesday, December 8, 2021
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Amber Group Appoints Global Markets Veteran Cactus Raazi as US CEO.

Key Points: 
  • Amber Group Appoints Global Markets Veteran Cactus Raazi as US CEO.
  • Cactus was Global Head of Spread Product Sales at Nomura, where he leveraged Nomura's Japanese excellence to benefit European and North American clients.
  • As Amber's US CEO, Cactus will work closely with Amber Group's Global CEO Michael Wu and Americas Head Jeffrey Wang to quickly grow a fully regulated digital asset trading and investing business.
  • Amber Group Global CEO Michael Wu says that "Cactus has extensive global leadership experience, with an emphasis on revenue growth, and has successfully built regulated businesses.

Securities Training Corporation Launches CFA and FRM Licensing Exam Training

Retrieved on: 
Monday, December 6, 2021
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Securities Training Corporation (STC), the market leader in securities training, today announced that the company is launching Chartered Financial Analyst (CFA) and Financial Risk Manager (FRM) licensing exam training, starting with Level 1 of the CFA prep available immediately.

Key Points: 
  • Securities Training Corporation (STC), the market leader in securities training, today announced that the company is launching Chartered Financial Analyst (CFA) and Financial Risk Manager (FRM) licensing exam training, starting with Level 1 of the CFA prep available immediately.
  • According to the CFA Institutes website, only twenty-five percent of applicants passed the CFA Level I exam administered in May 2021, the lowest since testing began in 1963.
  • With over fifty years of experience in setting the standard of training for all FINRA exams, we are excited to add preparation for CFA and FRM certification to our offerings, said Ed Clark, President of Securities Training Corporation.
  • STC exam prep learning modules for Level 1 of the CFA exam include a three-thousand Question Bank and mock exams with more than 150 exam-style questions covering each LOS that replicate the difficulty of the actual CFA exam.

Thomas F. Wiese, former Executive Managing Director at Lombard, Joins Crown Global as President of Institutional Solutions

Retrieved on: 
Monday, October 4, 2021
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NEW YORK, Oct. 4, 2021 /PRNewswire-PRWeb/ -- Crown Global Insurance Group , a leading provider of private placement life insurance and annuities for ultra-high net worth individuals and institutional investors, announced today that Thomas F. Wiese, who previously served as Executive Managing Director at Lombard International, has joined Crown as President of Institutional Solutions.

Key Points: 
  • NEW YORK, Oct. 4, 2021 /PRNewswire-PRWeb/ -- Crown Global Insurance Group , a leading provider of private placement life insurance and annuities for ultra-high net worth individuals and institutional investors, announced today that Thomas F. Wiese, who previously served as Executive Managing Director at Lombard International, has joined Crown as President of Institutional Solutions.
  • "Crown Global's unrivaled reputation in private placement insurance is a significant draw to institutional investors looking to optimize their net investment returns," said Tom.
  • "I look forward to working with Crown's leadership team to significantly expand their institutional business in the years to come."
  • Crown Global Insurance Group LLC , through its operating subsidiaries, provides efficient investment-enhancement strategies and products for institutional investors, investment managers and ultra-high net worth individuals.