Exempt market securities

POET Technologies Announces Public Offering of Common Shares and Warrants

Retrieved on: 
Wednesday, November 1, 2023
Sale, SEC filing, Park Avenue, TMX Group, Exempt market securities, Telephone, Die (integrated circuit), Form, Attention, Exemption, National instrument, Offering, Prospectus, POET, Programmable interrupt controller, AI, PTK, Security (finance)

Offering”).

Key Points: 
  • Offering”).
  • Concurrently, the Company has also commenced a non-brokered offering in Canada (the "LIFE Offering" and, together with the U.S. Offering, the "Offering").
  • The Offering consists of common shares of the Company and warrants to purchase common shares and is subject to market conditions.
  • In addition, POET intends to grant the underwriter a 45-day option to purchase up to an additional 15 percent of the number of common shares and/or warrants offered in the U.S. Offering.

ClimateDoor & Goparity Canada Celebrates Overwhelming Demand and 100% Funding of Landmark Clean Energy Project for Indigenous Communities.

Retrieved on: 
Monday, September 25, 2023
Canada, Partnership, Exempt market securities, Investment, Renewable energy

Following the earlier partnership announcement between the leading Growth-as-a-Service sustainability venture builder, ClimateDoor (www.climatedoor.com), and the transformative online impact investment platform, Goparity Canada, the commitment and enthusiasm of investors have been overwhelming.

Key Points: 
  • Following the earlier partnership announcement between the leading Growth-as-a-Service sustainability venture builder, ClimateDoor (www.climatedoor.com), and the transformative online impact investment platform, Goparity Canada, the commitment and enthusiasm of investors have been overwhelming.
  • The promising alliance between the two firms is already showcasing its potential in supercharging sustainable projects, especially in Indigenous communities.
  • The overwhelming response from both accredited and non-accredited investors is a clear indication of the market's eagerness for impactful, sustainable opportunities.
  • Emily Mercy, Managing Director of Goparity, echoed these sentiments, "Witnessing our inaugural project not only meet but surpass its funding target is both heartening and motivating.

Cosa Resources Announces C$5 Million Private Placement

Retrieved on: 
Tuesday, May 30, 2023
Organic, NOT, COSA, CSE, Income Tax Act 1967, FOR, Exempt market securities, Hard, Athabasca Basin, Sale, Prospectus, Date, National instrument, Offering, Charity, Income Tax Act, Auction, Security (finance), Real estate, Unit, Agent

VANCOUVER, British Columbia, May 30, 2023 (GLOBE NEWSWIRE) -- Cosa Resources Corp. (CSE: COSA) (“Cosa Resources” or the “Company”) is pleased to announce that it has entered into an agreement with Haywood Securities Inc. (“Haywood” or the “Agent”) who has agreed to sell, on a commercially reasonable efforts private placement basis, 2,857,200 hard dollar units of the Company (the “Hard Dollar Units”) at a price of C$0.35 per Hard Dollar Unit (the “Hard Dollar Issue Price”), and 7,767,000 charity flow-through units of the Company (the “Charity FT Units”, and together with the Hard Dollar Units, the “Units”) at a price of C$0.515 per Charity FT Unit (the “Charity FT Issue Price”), for aggregate gross proceeds to the Company of C$5,000,025 (collectively, the “Offering”).

Key Points: 
  • Each Hard Dollar Unit will consist of one common share of the Company (a “Share”) plus one-half of one common share purchase warrant (each whole such warrant, a “Warrant”).
  • Each Charity FT Unit will consist of one Share of the Company that qualifies as a “flow-through common share” within the meaning of the Income Tax Act (Canada) plus one-half of one Warrant.
  • All Qualifying Expenditures will be renounced in favour of the subscribers of the Charity FT Units effective December 31, 2023.
  • The net proceeds from the sale of Hard Dollar Units will be used to fund exploration and for additional working capital purposes.

Tetra Trust Appoints Didier Lavallée as CEO to Lead Acceleration of Crypto Custody in Canada

Retrieved on: 
Monday, April 11, 2022
Tetra, Company, Canadian Securities Exchange, Leadership, Growth, Board, Government, Royal Bank, UBS, FX, National instrument, Board of directors, Exempt market securities, American, Industry, GLOBE, Solution, RBC, Royal Bank of Canada, Aircraft registration, Cryptocurrency, Coinbase

CALGARY, Alberta, April 11, 2022 (GLOBE NEWSWIRE) -- Tetra Trust Company (Tetra Trust, Tetra or the Company), Canadas first qualified custodian for digital assets, today announced that its Board of Directors has appointed Didier Lavalle as Chief Executive Officer, effective April 19, 2022.

Key Points: 
  • CALGARY, Alberta, April 11, 2022 (GLOBE NEWSWIRE) -- Tetra Trust Company (Tetra Trust, Tetra or the Company), Canadas first qualified custodian for digital assets, today announced that its Board of Directors has appointed Didier Lavalle as Chief Executive Officer, effective April 19, 2022.
  • Lavalle is an accomplished financial services executive with more than 15 years of experience in the capital markets and custody sectors, most recently as Head of Product, Custody Canada at Royal Bank of Canada.
  • Custody is the backbone of a strong digital asset marketplace and Tetra is well positioned to lead in this emerging asset class.
  • Lavalle joins Tetra as the Company begins to accelerate its growth and increase the amount of digital assets under management.

Broadcom Inc. Announces Private Exchange Offers of Certain Outstanding Notes for New Notes

Retrieved on: 
Friday, April 1, 2022
Exchange offer, Date, Personal Information Agent, SEC, Privacy, Risk management, Expiration, Securities Act of 1933, Time, AVGO, Solution, Efficiency, Share repurchase, Security (finance), Risk, Certification, Settlement date, National instrument, Person, Exchange, U.S. Securities and Exchange Commission, Phrase, J.P. Morgan & Co., Particular, NASDAQ, Legislation, SEC Rule 144A, Exempt market securities, Expiration date, Table, Company, BNP Paribas, Automation, Compliance, Cash, Bloomberg, Barclays Capital Inc. v. Theflyonthewall.com, Inc., COVID-19, News, Life insurance, United States Department of the Treasury, Note, Broadcom Inc., News & Notes

The aggregate principal amount of New Notes to be issued pursuant to the Exchange Offers will be subject to a maximum amount of $2,500,000,000 aggregate principal amount.

Key Points: 
  • The aggregate principal amount of New Notes to be issued pursuant to the Exchange Offers will be subject to a maximum amount of $2,500,000,000 aggregate principal amount.
  • The following is a summary of certain key terms of the Exchange Offers:
    The Exchange Offers will expire at 12:00 midnight, New York City time, at the end of April 27, 2022, unless extended by the Company (the "Expiration Date").
  • King & Co., Inc., the information agent (the "Information Agent") for the Exchange Offers, at (866) 416-0577 (U.S.
  • Eligible holders must make their own decisions as to whether to exchange their Existing Notes, and if so, the principal amount of such Existing Notes to be exchanged.

Advertising Interception: 17 billion Super Bowl online ad views came from bots and fake users.

Retrieved on: 
Tuesday, February 15, 2022
LVI, CHEQ, Ad Age, IVT, Television, Research, Super Bowl, Social media, Exempt market securities, Mobile phone

NEW YORK, Feb. 15, 2022 /PRNewswire/ -- After the biggest advertising day of the year, Go-to-Market Security company CHEQ has released data revealing that 17 billion Super Bowl ad views came from bots and fake users on social media.

Key Points: 
  • NEW YORK, Feb. 15, 2022 /PRNewswire/ -- After the biggest advertising day of the year, Go-to-Market Security company CHEQ has released data revealing that 17 billion Super Bowl ad views came from bots and fake users on social media.
  • The research was conducted across a pool of over 50,000 websites, and was the crossrefernrced with the total ad numbers of Super Bowl 56 LVI.
  • According to AdAge , last year Super Bowl ads saw 64 billion impressions on social media total, making 17 billion bots a significant threat to reporting accuracy and advertising effectiveness.
  • Data on Super Bowl bot traffic is released alongside CHEQ's report on IVT across industries and how it impacts go-to-market teams.

DGAP-News: SUSE S.A. sets final offer price for IPO at €30 per share

Retrieved on: 
Monday, May 17, 2021
Financial markets, Stock market, Finance, Financial economics, 73rd United States Congress, Securities Act, U.S. Securities and Exchange Commission, Prospectus, Security, Regulation S-K, Exempt market securities, SUSE, EQT, SUSE, EQT

The Securities of the Company have not been, and will not be, registered under the Securities Act.

Key Points: 
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • The information contained in this announcement is for background purposes only and does not purport to be full or complete.
  • An investment decision regarding the publicly offered securities of SUSE S.A. should only be made on the basis of the securities prospectus.
  • Stabilization transactions may result in a market price that is higher than would otherwise prevail and the market price may temporarily be at an unsustainable level.

DGAP-News: SUSE: SUSE S.A. sets price range for planned IPO

Retrieved on: 
Wednesday, May 5, 2021
Financial markets, Stock market, Finance, Financial economics, 73rd United States Congress, Securities Act, U.S. Securities and Exchange Commission, Prospectus, Security, Regulation S-K, Exempt market securities, SUSE, EQT, SUSE, EQT

The Securities of the Company have not been, and will not be, registered under the Securities Act.

Key Points: 
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • The information contained in this announcement is for background purposes only and does not purport to be full or complete.
  • An investment decision regarding the publicly offered securities of SUSE S.A. should only be made on the basis of the securities prospectus.
  • Stabilization transactions may result in a market price that is higher than would otherwise prevail and the market price may temporarily be at an unsustainable level.

Alberta and Saskatchewan securities regulators seek comment on proposed new small business financing initiative

Retrieved on: 
Thursday, March 25, 2021
Initial public offering, Prospectus, Financial markets, Stock market, Finance, Money, Crowdfunding, Exempt market securities

The proposed new small business financing prospectus exemption would allow Alberta and Saskatchewan businesses to raise up to $5 million from investors in those provinces who wouldn't qualify to invest under other prospectus exemptions.

Key Points: 
  • The proposed new small business financing prospectus exemption would allow Alberta and Saskatchewan businesses to raise up to $5 million from investors in those provinces who wouldn't qualify to invest under other prospectus exemptions.
  • The exemption contemplates the use of a simple, streamlined offering document with tiered offering and investment limits depending on whether financial statements are provided to investors.
  • Details of the proposal are set out in CSA Multilateral Notice and Request for Comment 45-539 Proposed Prospectus Exemption for Small Business Financing available on the websites of the ASC and the FCAA.The comment period for the proposed new prospectus exemption is open until May 7, 2021.
  • The CSA, the council of the securities regulators of Canada's provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.