SFTR | Jotup

River Global Selects Bloomberg to Support Streamlined Front-to-Back Workflow

Retrieved on:

Tuesday, April 23, 2024

MAS, ETF, Automation, EMIR, Operations director, Saracen, Research, Workflow, P&L, SFTR, ESG, Acquisition, ASIC, Bloomberg, Portfolio, FX

River Global offers a focused range of investment options, investing in UK, European, regional and global equity markets.

Key Points:

River Global offers a focused range of investment options, investing in UK, European, regional and global equity markets.
"By adopting Bloomberg's integrated offerings, we now have seamless connectivity in our workflow, ensuring efficiency and accuracy across our front, middle and back-office operations," said Phil Jones, Product and Operations Director, River Global.
The River Global team is utilizing the full power of Bloomberg AIM, a leading order and investment management technology solution.
"Bloomberg is committed to working with clients like River Global who have the need for a comprehensive solutions suite that can align with their current and future workflows," said Raquel Alves, Global Head of Buy-Side OMS, Bloomberg.

Baader Bank Chooses Broadridge's Platform for Regulatory Trade and Transaction Reporting

Retrieved on:

Thursday, March 21, 2024

EMIR, Risk, SFTR, Refit, Baader Bank AG, Transaction, Cryptocurrency

NEW YORK and LONDON and FRANKFURT, Germany, March 21, 2024 /PRNewswire/ -- Baader Bank AG has chosen global Fintech leader Broadridge Financial Solutions, Inc.'s (NYSE:BR) solution for its regulatory trade and transaction reporting. The agreement further extends Broadridge's strategic relationship with the bank, which is a user of Broadridge's front and middle office suite of solutions for order management, trading and market connectivity.

Key Points:

NEW YORK and LONDON and FRANKFURT, Germany, March 21, 2024 /PRNewswire/ -- Baader Bank AG has chosen global Fintech leader Broadridge Financial Solutions, Inc. 's (NYSE:BR) solution for its regulatory trade and transaction reporting.
Baader Bank will adopt Broadridge's holistic reporting solution that will ensure a more unified and comprehensive regulatory reporting framework.
"We are thrilled to support Baader Bank by providing them access to our cutting-edge platform and expertise to transform its risk and compliance capabilities," said Ben Cooling, General Manager, Regulatory Transaction Reporting Solutions at Broadridge.
To find out more about Broadridge's Regulatory Trade and Transaction platform, visit our website here .

ION LookOut named "Best Solution for Records Retention" at RegTech Insight Awards APAC 2024

Retrieved on:

Thursday, March 7, 2024

EMIR, Collection, Periodic function, Marketing, Risk management, SFTR, Data collection, Growth, HKMA, DFA, Single Supervisory Mechanism, Regulatory technology, REMIT, Lookout, ION, Cryptocurrency

LONDON, March 7, 2024 /PRNewswire-PRWeb/ --ION, a leading global provider of mission-critical trading and workflow automation and risk management software to financial institutions that deal in asset management, cleared derivatives, equities, fixed income, foreign exchange, and secured funding, announces that ION LookOut has been named "Best Solution for Records Retention" by RegTech Insight Awards APAC 2024.

Key Points:

LONDON, March 7, 2024 /PRNewswire-PRWeb/ -- ION , a leading global provider of mission-critical trading and workflow automation and risk management software to financial institutions that deal in asset management, cleared derivatives, equities, fixed income, foreign exchange, and secured funding, announces that ION LookOut has been named "Best Solution for Records Retention" by RegTech Insight Awards APAC 2024.
LookOut, developed by LIST – an ION company – is a multi-asset solution for record-keeping to which users can add market surveillance, regulatory reporting, and business analytics.
"Naming LookOut as the Best Solution for Records Retention reflects ION's commitment to delivering innovative solutions to meet our customers' evolving needs," said Alvise Insalaco, Chief Executive Officer: LIST.
"The solution can process large amounts of data and offers a workflow management system with built-in connectivity for reporting entities and National Competent Authorities."

LookOut wins Trade Surveillance Product of the Year at Risk Technology Awards 2023

Retrieved on:

Thursday, July 13, 2023

Lookout, RFQ beam cooler, Treasury, Artificial intelligence, Risk management, SFTR, Marketing, Machine learning, ION, Medical device

LONDON, July 13, 2023 /PRNewswire-PRWeb/ -- ION, a global provider of trading, analytics, treasury, and risk management solutions for capital markets, commodities, and treasury management, announces that LookOut has won the Risk Technology Awards 2023 Trade Surveillance Product of the Year. Created by LIST, an ION company, LookOut is a multi-compliance solution for trade and market surveillance, regulatory reporting, and business analytics designed for investment firms (buy-side and sell-side) and trading venues.

Key Points:

LONDON, July 13, 2023 /PRNewswire-PRWeb/ -- ION , a global provider of trading, analytics, treasury, and risk management solutions for capital markets, commodities, and treasury management, announces that LookOut has won the Risk Technology Awards 2023 Trade Surveillance Product of the Year.
Created by LIST , an ION company, LookOut is a multi-compliance solution for trade and market surveillance, regulatory reporting, and business analytics designed for investment firms (buy-side and sell-side) and trading venues.
The Risk Technology Awards recognize outstanding software solutions in the credit, operational, and enterprise-wide risk management sectors that help the industry overcome various challenges.
I honor the LIST team behind this outstanding product, and thank our clients for their trust in us and their commitment to trade surveillance."

Cboe Clear Europe Plans to Introduce Clearing Service for Securities Financing Transactions

Retrieved on:

Wednesday, June 14, 2023

AMSTERDAM and LONDON, June 14, 2023 /PRNewswire/ -- Cboe Global Markets Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today announced that Cboe Clear Europe, its Amsterdam-based clearing house, is planning to introduce a Central Counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024, subject to regulatory approvals.

Key Points:

AMSTERDAM and LONDON, June 14, 2023 /PRNewswire/ -- Cboe Global Markets Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today announced that Cboe Clear Europe, its Amsterdam-based clearing house, is planning to introduce a Central Counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024, subject to regulatory approvals.
Vikesh Patel, President, Cboe Clear Europe, said: "We are delighted to bring a CCP clearing service to Europe's SFT market, helping market participants improve their capital and operational efficiencies in relation to these products.
As a leading pan-European equities clearing house, Cboe Clear Europe currently offers clearing services to 47 trading venues.
Cboe Clear Europe operates as an independent subsidiary of the Cboe group, retaining a separate governance structure and management team.

Cboe Clear Europe Plans to Introduce Clearing Service for Securities Financing Transactions

Retrieved on:

Wednesday, June 14, 2023

AMSTERDAM and LONDON, June 14, 2023 /PRNewswire/ -- Cboe Global Markets Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today announced that Cboe Clear Europe, its Amsterdam-based clearing house, is planning to introduce a Central Counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024, subject to regulatory approvals.

Key Points:

AMSTERDAM and LONDON, June 14, 2023 /PRNewswire/ -- Cboe Global Markets Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today announced that Cboe Clear Europe, its Amsterdam-based clearing house, is planning to introduce a Central Counterparty (CCP) clearing service for securities financing transactions (SFT) in Q3 2024, subject to regulatory approvals.
Vikesh Patel, President, Cboe Clear Europe, said: "We are delighted to bring a CCP clearing service to Europe's SFT market, helping market participants improve their capital and operational efficiencies in relation to these products.
As a leading pan-European equities clearing house, Cboe Clear Europe currently offers clearing services to 47 trading venues.
Cboe Clear Europe operates as an independent subsidiary of the Cboe group, retaining a separate governance structure and management team.

Morgan Stanley First Quarter 2023 Earnings Results

Retrieved on:

Wednesday, April 19, 2023

ESMA finds data quality significantly improves under new monitoring approach

Key Points:

<span class="field field--name-title field--type-string field--label-hidden">ESMA finds data quality significantly improves under new monitoring approach </span>
<span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>iris.hude@esma…</span></span>
<span class="field field--name-created field--type-created field--label-hidden">19 April 2023</span>

  &lt;div class=&quot;field field--name-field-news-section field--type-entity-reference field--label-hidden field__items&quot;&gt;
          &lt;div class=&quot;field__item&quot;&gt;&lt;a href=&quot;https://www.esma.europa.eu/press-news/esma-news?tid%5B0%5D=6206&quot; hreflang=&quot;en&quot;&gt;Market data&lt;/a&gt;&lt;/div&gt;
      &lt;/div&gt;

        &lt;div class=&quot;clearfix text-formatted field field--name-field-news-introduction field--type-text-long field--label-hidden field__item&quot;&gt;&lt;p&gt;The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published the &lt;a href=&quot;https://www.esma.europa.eu/sites/default/files/2023-04/ESMA74-427-719_2022_Report_on_Quality_and_Use_of_Transaction_Data.pdf&quot;&gt;third edition of its Data Quality Report&lt;/a&gt; under the European Markets Infrastructure Regulation (EMIR) and the Securitised Financing Transactions Regulation (SFTR) reporting regimes. &lt;/p&gt;

</div>

        &lt;div class=&quot;clearfix text-formatted field field--name-field-news-body field--type-text-long field--label-hidden field__item&quot;&gt;&lt;p&gt;The report highlights the increased use of transaction data by EU financial regulatory authorities in their day-to-day supervision and identifies significant quality improvements following a new approach to data monitoring. In addition, it sets out how ESMA, together with the National Competent Authorities (NCAs), the European Central Bank (ECB) and the European Systemic Risk Board (ESRB), has incorporated key insights from its data monitoring in several internal workstreams. &lt;/p&gt;

<p>The new framework, adopted in 2022, takes a more data-driven and outcome-focused approach to data monitoring and to collaborating with the NCAs on data quality issues under EMIR and SFTR. </p>
<p>Specifically, it consists of two new elements: </p>
<ul><li>a centralised data quality dashboard with EU-wide indicators covering the most fundamental data quality aspects under EMIR;</li>
<li>a data sharing framework that enables relevant authorities to follow up with counterparties when potentially significant data quality issues are detected  </li>
</ul><p>New this year is the analysis of MiFiR transaction data from Authorized Reporting Mechanisms (ARMs) and Approved Publication Arrangements (APAs), following on from ESMA’s new supervisory powers over Data Reporting Services Providers (DRSPs).  </p>
<p>The methodology underlying the new approach is based on ESMA’s long-standing experience as supervisor of Trade Repositories (TRs) under EMIR and SFTR.</p>
<h4>Next steps   </h4>
<p>ESMA and the NCAs will continue to work on extending the new monitoring framework beyond EMIR and SFTR in 2023.  </p>
<p>Continued collaboration with NCAs and stakeholders such as Repositories, DRSPs and reporting entities is crucial to achieving further improvements to data quality under the relevant reporting regimes.</p>
<p> </p>
<p>Further information:</p>
<h6>Sarah Edwards</h6>
<p>Senior Communications Officer<br />
@ <a href="mailto:[email protected]">press@esma.europa.eu</a></p>
</div>

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        &lt;div class=&quot;field field--name-field-document-reference field--type-string field--label-hidden field__item&quot;&gt;ESMA74-427-719&lt;/div&gt;

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<a href="https://www.esma.europa.eu/document/2022-report-quality-and-use-transact... rel="bookmark"><span class="field field--name-title field--type-string field--label-hidden">2022 Report on Quality and Use of Transaction Data</span>
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        &lt;div class=&quot;field field--name-field-news-hearing field--type-entity-reference field--label-hidden field__item&quot;&gt;&lt;a href=&quot;https://www.esma.europa.eu/press-news/hearings/webinar-2022-esma-data-quality-report&quot; hreflang=&quot;en&quot;&gt;Webinar on the 2022 ESMA Data Quality Report&lt;/a&gt;&lt;/div&gt;

ESMA finds data quality significantly improves under new monitoring approach

Retrieved on:

Wednesday, April 19, 2023

ESMA finds data quality significantly improves under new monitoring approach

Key Points:

ESMA finds data quality significantly improves under new monitoring approach
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published the third edition of its Data Quality Report under the European Markets Infrastructure Regulation (EMIR) and the Securitised Financing Transactions Regulation (SFTR) reporting regimes.
The report highlights the increased use of transaction data by EU financial regulatory authorities in their day-to-day supervision and identifies significant quality improvements following a new approach to data monitoring.
The new framework, adopted in 2022, takes a more data-driven and outcome-focused approach to data monitoring and to collaborating with the NCAs on data quality issues under EMIR and SFTR.
Specifically, it consists of two new elements:
- a centralised data quality dashboard with EU-wide indicators covering the most fundamental data quality aspects under EMIR;
- a data sharing framework that enables relevant authorities to follow up with counterparties when potentially significant data quality issues are detected
New this year is the analysis of MiFiR transaction data from Authorized Reporting Mechanisms (ARMs) and Approved Publication Arrangements (APAs), following on from ESMA’s new supervisory powers over Data Reporting Services Providers (DRSPs).

A partnership set to enhance travelers' safety

Retrieved on:

Tuesday, November 8, 2022

Organization, NASDAQ, Travel, Software as a service, Non-governmental organization, Software, University, Risk management, Certification, Partnership, SFTR, Solution, Safety, CEO, Online shopping, Service

Safeture , the Swedish-based SaaS company, has recently signed a partnership agreement with Securewest International, a prominent provider of travel risk management services.

Key Points:

Safeture , the Swedish-based SaaS company, has recently signed a partnership agreement with Securewest International, a prominent provider of travel risk management services.
Combining Safeture's world-renowned technical capability for employee safety and Securewest's 24/7 response and travel risk management expertise provides a bespoke, cost-effective solution that addresses an organization's specific needs for employee safety and a duty of care program.
"This collaboration allows us to concentrate on the services we deliver, knowing our clients are receiving the best technical software on the market for traveler safety.
I would urge companies thinking of changing or looking to enhance their employee safety to get in touch with us."

One more central bank to use Safeture platform

Retrieved on:

Tuesday, October 25, 2022

Risk management, SFTR, Software as a service, Organization, NASDAQ, Public sector banks in India, European Central Bank, Eurosystem, Software, Certification, Safety, ECB, Central bank, Travel, Service

LUND, Sweden, Oct. 25, 2022 /PRNewswire/ --Falck Global Assistance, a risk management partner to Safeture, has signed a new agreement with another major central bank in Europe.The agreement is part of a four-year framework regarding travel risk management for the European Central Bank (ECB).

Key Points:

LUND, Sweden, Oct. 25, 2022 /PRNewswire/ --Falck Global Assistance, a risk management partner to Safeture, has signed a new agreement with another major central bank in Europe.The agreement is part of a four-year framework regarding travel risk management for the European Central Bank (ECB).
In January, with its partner Falck Global Assistance, Safeture won a public procurement for a four-year framework agreement regarding travel risk management for the European Central Bank (ECB) in Frankfurt, Germany.
The agreement opened up the opportunity to join other institutions, such as the Central Banks of the Eurosystem and other members of the Eurosystem Procurement Coordination Office (EPCO).
The central bank can access Safeture's unique platform for managing employee safety, regardless of location.