First Allied Plaza

AWARD ALERT! SSEK AND M&H REPRESENT RETIREES WHO WIN $2.6 MILLION AWARD AGAINST FIRST ALLIED SECURITIES FOR OVERCONCENTRATION IN NON-TRADED REITS

Retrieved on: 
Tuesday, March 15, 2022
First Allied Plaza, Fritz Menzer, Real estate investment trust, Health care, Investment, Multimedia, Safety, GNL, FINRA, Michael Griffin (American football), Fraud, NYSE, LLP, Panel, Financial adviser, Real estate

("M&H") are pleased to announce a significant award on behalf of their joint clients against First Allied Securities ("First Allied").

Key Points: 
  • ("M&H") are pleased to announce a significant award on behalf of their joint clients against First Allied Securities ("First Allied").
  • In the FINRA case, a retired couple from Arizona was awarded all its compensatory losses of $1.1 million.
  • In addition, the Panel saw fit to award market adjusted damages of $818,000, expenses of $40,000 and over $660,000 in attorney's fees.
  • The three-member arbitration panel was clearly troubled by First Allied's and its advisors' actions in rendering such a complete award.

LPL Financial Welcomes Family Team, Accardi Financial Group

Retrieved on: 
Monday, January 31, 2022
Retirement, CEO, Risk, Communication, SEC, Cetara, AFG, RIA, AIF, Technology, RFC, Broker-dealer, Partnership, CWS, Financial plan, LPL, First Allied Plaza, LPLA, GLOBE, Ownership, Investment, LCG, Business development, LPL Financial, Bucket, Nasdaq, Financial adviser

CHARLOTTE, N.C., Jan. 31, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Accardi Financial Group has joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.

Key Points: 
  • CHARLOTTE, N.C., Jan. 31, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Accardi Financial Group has joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.
  • Based in Wilbraham, Mass., Accardi Financial Group (AFG) was founded in 1990 with a vision to help clients work toward outstanding long-term investment results through personalized plans that reflect their financial needs, acceptable risk parameters and investment time frame.
  • Accardi Financial Group is the first team to join LCG Financial Partners, LCGs independent advisor affiliation model.
  • Accardi Financial Group, Lucia Capital Group and LPL Financial are separate entities.